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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">SAJIP</journal-id>
<journal-title-group>
<journal-title>SA Journal of Industrial Psychology</journal-title>
</journal-title-group>
<issn pub-type="ppub">0258-5200</issn>
<issn pub-type="epub">2071-0763</issn>
<publisher>
<publisher-name>AOSIS</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">SAJIP-43-1324</article-id>
<article-id pub-id-type="doi">10.4102/sajip.v43i0.1324</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Original Research</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>Ethical challenges in assessment centres in South Africa</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Muleya</surname>
<given-names>Vuyani R.</given-names>
</name>
<xref ref-type="aff" rid="AF0001">1</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Fourie</surname>
<given-names>Linda</given-names>
</name>
<xref ref-type="aff" rid="AF0001">1</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Schlebusch</surname>
<given-names>Sandra</given-names>
</name>
<xref ref-type="aff" rid="AF0002">2</xref>
</contrib>
<aff id="AF0001"><label>1</label>Department of Industrial Psychology and People Management, University of Johannesburg, South Africa</aff>
<aff id="AF0002"><label>2</label>LEMASA Pty Ltd, Pretoria, South Africa</aff>
</contrib-group>
<author-notes>
<corresp id="cor1"><bold>Corresponding author:</bold> Linda Fourie, <email xlink:href="lfourie@uj.ac.za">lfourie@uj.ac.za</email></corresp>
</author-notes>
<pub-date pub-type="epub"><day>28</day><month>09</month><year>2017</year></pub-date>
<pub-date pub-type="collection"><year>2017</year></pub-date>
<volume>43</volume>
<elocation-id>1324</elocation-id>
<history>
<date date-type="received"><day>02</day><month>11</month><year>2015</year></date>
<date date-type="accepted"><day>09</day><month>08</month><year>2017</year></date>
</history>
<permissions>
<copyright-statement>&#x00A9; 2017. The Authors</copyright-statement>
<copyright-year>2017</copyright-year>
<license license-type="open-access" xlink:href="https://creativecommons.org/licenses/by/4.0/">
<license-p>Licensee: AOSIS. This work is licensed under the Creative Commons Attribution License.</license-p>
</license>
</permissions>
<abstract>
<sec id="st1">
<title>Orientation</title>
<p>Assessment Centres (ACs) are used globally for the selection and development of candidates. Limited empirical evidence exists of the ethical challenges encountered in the use of ACs, especially in South Africa (SA).</p>
</sec>
<sec id="st2">
<title>Research purpose</title>
<p>Firstly, to explore possible ethical challenges related to ACs in SA from the vantage point of the practitioner and, secondly, to search for possible solutions to these.</p>
</sec>
<sec id="st3">
<title>Motivation for the study</title>
<p>Decisions based on AC outcomes have profound implications for participants and organisations, and it is essential to understand potential ethical challenges to minimise these, specifically in the SA context, given its socio-political history, multiculturalism, diversity and pertinent legal considerations.</p>
</sec>
<sec id="st4">
<title>Research design, approach and method</title>
<p>A qualitative, interpretative research design was chosen. Data were collected by means of a semi-structured survey that was completed by 96 AC practitioners who attended an AC conference. Content analysis and thematic interpretation were used to make sense of the data. The preliminary findings were assessed by a focus group of purposively selected subject-matter experts (<italic>n</italic> = 16) who provided informed insights, which were incorporated into the final findings. The focus group suggested ways in which specific ethical challenges may be addressed.</p>
</sec>
<sec id="st5">
<title>Main findings</title>
<p>The findings revealed many ethical challenges that can be better understood within a broad framework encompassing 10 themes: Universal ethical values; multicultural global contexts; the regulatory-legal framework for ACs in SA; characteristics of the assessor; psychometric properties of the AC; characteristics of the participant; bias and prejudice; governance of the AC process; ethical culture of the employer organisation and the evasive nature of ethics as a concept.</p>
</sec>
<sec id="st6">
<title>Practical and managerial implications</title>
<p>Considerable risk exists for the unethical use of ACs. An awareness of possible areas of risk may assist AC stakeholders in their search for ethical AC use.</p>
</sec>
<sec id="st7">
<title>Contribution or value-add</title>
<p>The study may contribute to an evidence-based understanding of the ethical aspects of ACs. The recommendations may also benefit all AC stakeholders who wish to use ACs ethically.</p>
</sec>
</abstract>
</article-meta>
</front>
<body>
<sec id="s0001">
<title>Introduction</title>
<p>In today&#x2019;s ever-changing and highly competitive world of work, the success or failure of any business strongly depends on the calibre of its personnel (Aguinis, Joo &#x0026; Gottfredson, <xref ref-type="bibr" rid="CIT0002">2011</xref>; Wheatley, <xref ref-type="bibr" rid="CIT0105">2009</xref>). The downfall of an organisation is often caused by employee incompetence (Elias, <xref ref-type="bibr" rid="CIT0027">2013</xref>), person&#x2013;job mismatch (Spence Laschinger, Wong &#x0026; Greco, <xref ref-type="bibr" rid="CIT0098">2006</xref>) or unethical conduct (Rossouw &#x0026; Van Vuuren, <xref ref-type="bibr" rid="CIT0091">2014</xref>). It is for this reason that organisations are prepared to invest in specialised methods to select and develop employees (Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>). Such methods include psychological tests and other means of assessment, including assessment centres (ACs), which are believed to play an important role in the measuring and prediction of human behaviour and performance (Hermelin, Lievens &#x0026; Robertson, <xref ref-type="bibr" rid="CIT0045">2007</xref>).</p>
<p>An AC is defined as a process of assessment aimed at identifying the strengths and weaknesses of candidates or employees to aid decision-making regarding their selection or development (Thornton, <xref ref-type="bibr" rid="CIT0100">1992</xref>). The process includes the use of a broad range of assessment techniques in a multiple methods, multiple traits and multiple assessors set-up with the purpose of assessing and/or measuring a range of attributes and competencies (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>; Schlebusch &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0092">2008</xref>). Assessments are pooled between assessors to arrive at an overall AC rating, which is used to aid decision-making (Hagan, Konopaske, Bernardin &#x0026; Tyler, <xref ref-type="bibr" rid="CIT0041">2006</xref>; International Taskforce on Assessment Center Guidelines, <xref ref-type="bibr" rid="CIT0049">2015</xref>). Assessment techniques would essentially consist of comprehensive and standardised procedures, including job simulations and situational exercises (Jackson, Stillman &#x0026; Englert, <xref ref-type="bibr" rid="CIT0052">2010</xref>; Schlebusch &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0092">2008</xref>; Thornton, Rupp &#x0026; Hoffman, <xref ref-type="bibr" rid="CIT0103">2015</xref>).</p>
<p>According to Schlebusch and Roodt (<xref ref-type="bibr" rid="CIT0092">2008</xref>), ACs form part of the general <italic>assessment</italic> family but differ from traditional assessment tests in the following ways: (1) AC methods and decisions are mostly based on overt or visible behaviours, whereas other assessments focus on covert or latent aspects; (2) ACs use multiple techniques and multiple assessors, which is not necessarily the case with other assessment methods; (3) ACs may be administered, scored and interpreted by qualified behavioural specialists (such as psychologists) as well as by other trained individuals &#x2013; which is not permissible in respect of psychometric tests within the South African (SA) regulatory-legal framework; and (4) ACs are context-specific in that simulations and exercises are often similar, or closely linked to the actual job in question. The Guidelines for Best Practice Use of the Assessment Centre Method in South Africa (5th edition) compiled by the Assessment Centre Study Group Taskforce on Assessment Centres in South Africa (<xref ref-type="bibr" rid="CIT0003">2015</xref>) state that each AC method (irrespective of type) should have at least the following features to be classified as an AC: job analysis to define competencies and simulations; behaviour classification to operationalise these competencies; appropriate assessment techniques; multiple assessments; work simulations; multiple assessors; comprehensive assessor training; recorded behaviours; data integration; and comprehensive report writing.</p>
<p>The popularity of ACs is attributable to a number of demonstrated strengths. These include high reliability and face, content and predictive validity, especially for selection, training and promotion (Bergh &#x0026; Theron, <xref ref-type="bibr" rid="CIT0005">2009</xref>; Brits, Meiring &#x0026; Becker, <xref ref-type="bibr" rid="CIT0009">2013</xref>; Kriek, <xref ref-type="bibr" rid="CIT0055">1991</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>; Thornton &#x0026; Gibbons, <xref ref-type="bibr" rid="CIT0101">2009</xref>); little adverse impact (Thornton et al., <xref ref-type="bibr" rid="CIT0103">2015</xref>); and high fidelity scores because of the job-related nature of ACs (Schollaert &#x0026; Lievens, <xref ref-type="bibr" rid="CIT0093">2011</xref>). ACs are competency-based, job-related, organisationally focused and industry specific. They are conducted by trained facilitators, may include line managers to enrich decision-making and are mostly experienced positively by participants (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>). It is not surprising, therefore, that the use of ACs is consistently on the rise (Brits et al., <xref ref-type="bibr" rid="CIT0009">2013</xref>; Krause, Rossberger, Dowdeswell, Venter &#x0026; Joubert, <xref ref-type="bibr" rid="CIT0054">2011</xref>; M&#x00FC;ller &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0069">2013</xref>) &#x2013; to the extent that SA is now believed to be the third largest user of ACs among the 82 countries where ACs are used (Mulder &#x0026; Taylor, <xref ref-type="bibr" rid="CIT0074">2015</xref>).</p>
<p>Despite their utility and widespread use, ACs are tainted by inconsistent and sometimes contradictory construct validity evidence (Jackson, Michaelides, Dewberry &#x0026; Kim, <xref ref-type="bibr" rid="CIT0051">2016</xref>; Meriac, Hoffman, Woehr &#x0026; Fleisher, <xref ref-type="bibr" rid="CIT0068">2008</xref>; Pietersen, <xref ref-type="bibr" rid="CIT0083">1992</xref>). Furthermore, current findings indicate that approximately one third of AC content used in SA specifically was developed overseas (Krause et al., <xref ref-type="bibr" rid="CIT0054">2011</xref>). This practice raises questions about the relevance and cultural appropriateness of AC content in a specific context, especially with regard to validity issues. It is clear from the above discussion that ethical issues may well arise in the use of ACs generally, supporting a need for research in this field.</p>
</sec>
<sec id="s0002">
<title>Regulatory-legal framework for the use of assessment centres in South Africa</title>
<p>Any form of psychological assessment in SA is controlled within an extensive regulatory-legal framework. The <italic>Health Professions Act</italic> (<italic>Health Professions Act, No. 56 of 1974</italic>) regulates the conduct of all health professionals through the Health Professions Council of South Africa (HPCSA). The Board for Psychology on its part prescribes general rules and ethical guidelines that are binding upon all psychologists (<italic>Health Professions Act, No. 56 of 1974, Notice R717 of 2006</italic>). These general rules and guidelines refer to overarching ethical principles, such as respect for human rights and the notion of &#x2018;creating no harm&#x2019;. Although the use of psychological assessment activities is addressed in considerable detail, the use of ACs is not specifically addressed. However, overarching principles, such as the need for reliability, validity and fairness are implied throughout.</p>
<p>Apart from the above mentioned specific regulatory-legal acts and regulations, many other acts have an implicit bearing on the use of ACs in SA. Among these are the following: (1) <italic>Constitution of the Republic of South Africa (Constitution of the Republic of South Africa, Act No. 108 of 1996)</italic>, which entrenches the values of equity and equal treatment of all citizens, (2) <italic>Labour Relations Act (Labour Relations Act, No. 66 of 1995)</italic>, which embodies the notion of discrimination &#x2013; either in the form of intentional adverse treatment or in the form of unintentional adverse impact by an employer on members of a particular group; (3 and 4) <italic>Protection of Personal Information Act (Protection of Personal Information Act, No. 4 of 2013)</italic> and the <italic>Promotion of Access to Information Act</italic> (<italic>Promotion of Access to Information Act, No. 2 of 2000</italic>), which deals with the right to privacy, the right to information and the unlawful sharing of information and (5) <italic>Consumer Protection Act</italic> (<italic>Consumer Protection Act, No. 68 of 2008</italic>), which has implicit implications for the contractual relationship between AC practitioners, participants and clients.</p>
<p>Of further interest is the <italic>Employment Equity Act</italic> (EEA) (<italic>Employment Equity Act, No. 55 of 1998</italic>), which aims to achieve equity in the SA workplace by promoting equal opportunities and fair treatment in employment. Section 8 of the act contained a specific reference to psychological testing and other forms of assessment and determined that:</p>
<disp-quote>
<p>psychological testing and other forms of assessment of an employee was prohibited unless the assessment or test that is being used: (a) has been scientifically shown to be valid and reliable, (b) can be applied fairly to all employees and (c) is not biased against any employee or group. (<italic>Employment Equity Act, No. 55 of 1998, Section 8</italic>)</p>
</disp-quote>
<p>It was generally accepted that an AC could be classified as &#x2018;other forms of assessment&#x2019; and would, therefore, fall within the ambit of the Act.</p>
<p>A recently amended version of the EEA (<italic>Employment Equity Act, No 55 of 1998, as amended by Act No. 47 of 2013</italic>) created complications for interpretation by determining that:</p>
<disp-quote>
<p>psychological testing and other similar assessments are prohibited unless the test or assessment being used: (a) has been scientifically shown to be valid and reliable; (b) can be applied fairly to all employees; (c) is not biased against any employee or group; and (d) has been certified by the <italic>Health Professions Council of South Africa, as established by section 2 of the Health Professions Act (Health Profession Act, No. 56 of 1974, as amended by Act 29 of 2007)</italic>, or any other body which may be authorised by law to certify those tests or assessments.</p>
</disp-quote>
<p>This amended version of the Act appeared to imply a narrower definition of psychological and other assessments because of the specific reference to the HPCSA or any other body that may be authorised by law to certify those tests or assessments. This amended version seemingly included psychometric tests (which were previously classified by the HPCSA) as well as other forms of assessments such as ACs, which were never explicitly regulated in any form by the HPCSA or any other body. This interpretation led to serious confusion among all AC stakeholders. The matter was further complicated by the perceived inability of the HPCSA to practically regulate the certification of psychological tests because neither a conceptual framework nor efficient operational structures exist to facilitate the process.</p>
<p>These matters recently served before the courts and it was determined that &#x2018;the proclamation in terms of which Section 8(d) of the EE Act was brought into operation was null and void and of no force and effect&#x2019; (<italic>Test Publishers v. President of RSA and others</italic>, 2017), implying that Section 8 of the original act was to be retained, by determining that:</p>
<disp-quote>
<p>psychological testing and other forms of assessment of an employee was prohibited unless the assessment or test that is being used (a) has been scientifically shown to be valid and reliable, (b) can be applied fairly to all employees and (c) is not biased against any employee or group.</p>
</disp-quote>
<p>In essence, the implications were that ACs (as a form of assessment of an employee) in SA should comply with the universal testing principles of reliability, validity, fairness and absence of bias against any individual or group &#x2013; as was always the case.</p>
<p>Apart from the above complexities, the regulatory-legal environment for the use of ACs in SA is however further complicated by the specific requirements regarding validity in both the original and the amended versions of the EEA. The Act places upon practitioners an unrealistic measure with which they have to comply, namely that of validity. Validity in the Act is conceptualised as a unidimensional construct that produces a single dichotomous score that renders a test/measure either valid or invalid. Contemporary validity theories and empirical evidence, on the contrary, conceptualise <italic>validity</italic> as a concept that is assessed on a continuum of evidentiary support and <italic>validation</italic> as a concept that implies an ongoing process within different contexts over time (Cascio, <xref ref-type="bibr" rid="CIT0012">1978</xref>; Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0014">2016</xref>; Muchinsky, <xref ref-type="bibr" rid="CIT0072">2011</xref>; Muchinsky, Kriek &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0073">2005</xref>). Validity is therefore not represented as a single score value, but as the result of scientifically based judgements across multiple dimensions of validity, including theoretical (construct), content, criterion-related, convergent, discriminant, concurrent and external/ecological validity (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0014">2016</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>).</p>
<p>From the above, it is clear that the regulatory-legal environment in SA does not provide explicit guidance to ensure sound and ethical AC use. Because the regulatory-legal framework is not clear, it can be assumed that practitioners need to be ethically aware and act beyond the limits of the law, to embody the spirit captured in all the separate acts by upholding universal ethical values such as equality, equal treatment, prevention of adverse impact, dignity, respect and &#x2018;creating no harm&#x2019;.</p>
</sec>
<sec id="s0003">
<title>Practice-informed guidelines to assist assessment centre practitioners</title>
<p>Beyond the imperative to comply with regulations and laws, from a professional and ethical point of view, a need exists &#x2013; both nationally and internationally &#x2013; for practice-informed guidelines to guide practitioners &#x2018;to do the right thing&#x2019;. Many stakeholder organisations, including national and international professional bodies, have over many years compiled and maintained explicit guidelines for the use of ACs. Internationally, many guidelines exist, for example, <italic>The Design and Delivery of Assessment Centres</italic> (British Psychological Society, <xref ref-type="bibr" rid="CIT0008">2015</xref>) and the <italic>Guidelines and Ethical Considerations for Assessment Center Operations</italic> (6th edition) (International Taskforce on Assessment Center Guidelines, <xref ref-type="bibr" rid="CIT0049">2015</xref>). These guidelines address aspects such as assessor training, validation issues and technology. They also include a section on ethical, legal and social responsibility issues, such as informed participation, data security and unfair discrimination.</p>
<p>Of particular importance in SA are the Guidelines for Best Practice Use of the Assessment Centre Method in South Africa (Assessment Centre Study Group Taskforce on Assessment Centres in South Africa, <xref ref-type="bibr" rid="CIT0003">2015</xref>). The ACSG, an organisation of interested parties, came into being in 1981 with the purpose of reflecting on and guiding and monitoring the use of the AC method in SA. The ACSG guidelines are closely aligned with the above mentioned International Taskforce on Assessment Center Guidelines (<xref ref-type="bibr" rid="CIT0049">2015</xref>) and similar in many respects (Meiring &#x0026; Buckett, <xref ref-type="bibr" rid="CIT0066">2016</xref>). The ethics sections deal specifically with aspects including informed consent, participant rights, re-assessment, disabilities, copyright, AC integrity, the portrayal of an AC delivering results it was not designed to deliver, using AC results for purposes other than those they were intended for, using ACs across different contexts, repeated exposure, assessors who know participants, compromising professional conduct and social responsibility. Cross-cultural considerations are of particular importance and are addressed separately. These guidelines can only be of value if people are aware of them and internalise the underlying intentions (Botha, <xref ref-type="bibr" rid="CIT0006">2016</xref>).</p>
<p>Such guidelines can, however, never replace the mandate of a statutory body. The implication thereof is that compliance with these guidelines is voluntary rather than compulsory, again supporting the need for an ethical awareness among practitioners. The emphasis should not be on compliance with the minimum legal requirements, but on procedures and decisions that are fair and justifiable (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0014">2016</xref>). This requires, above all, an ethical awareness and ethical competence that guide actions beyond regulations and prescriptions (Rossouw &#x0026; Van Vuuren, <xref ref-type="bibr" rid="CIT0091">2014</xref>). The ethical awareness and competence should perhaps be both aspirational and directional (Meiring, Schlebusch &#x0026; Lowman, <xref ref-type="bibr" rid="CIT0067">2016</xref>).</p>
<sec id="s20004">
<title>Problem statement</title>
<p>Because the regulatory-legal environment does not provide explicit guidelines for the use of ACs in SA, self-regulation is essential. However, if one accepts that no ethical guidelines of a non-statutory nature can ever fully direct behaviour in every instance, a conceptual understanding of the ethical challenges and the possible solutions to these may aid practitioners in the ethical use of ACs. The problem may be compounded in the SA context where the population is very diverse in terms of race, religion, culture and socio-economic status (National Planning Commission, <xref ref-type="bibr" rid="CIT0079">2013</xref>), which implies that ethics and ethical challenges may be experienced and perceived differently by individuals from different groupings.</p>
<p>Comprehensive practice-informed guidelines, supported by a deep understanding of ethical challenges in the use of ACs in SA, may be even more important because of a history that did not always promote equity and the equal treatment of citizens within a context of social discrimination and exclusion. It may even have allowed the use of psychometric and similar assessments to the detriment of certain groups of the population, giving rise to questions regarding the procedural, interactional and distributive fairness of the resultant decisions (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0014">2016</xref>; Donald, Thatcher &#x0026; Milner, <xref ref-type="bibr" rid="CIT0025">2014</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>).</p>
<p>It is against this background that this study was undertaken: If the ethical use of ACs in SA is not specifically regulated and if practice-informed guidelines are not compulsory and encompassing, would a better conceptual understanding of the ethical challenges pertaining to ACs not aid the creation of a framework within which the notion of ethics could be operationalised? Given also that ethics is a grey area (Pope &#x0026; Vasquez, <xref ref-type="bibr" rid="CIT0085">1998</xref>) and there is often no clarity about what is right or wrong (Levin &#x0026; Buckett, <xref ref-type="bibr" rid="CIT0063">2011</xref>), would new insights not bring about a greater awareness and unified understanding of the ethical challenges faced by AC practitioners in their day-to-day involvement with the AC method?</p>
</sec>
<sec id="s20005">
<title>Research objectives</title>
<p>In light of the above, the search was for a deeper, evidence-based understanding of the ethical challenges that may exist in the use of ACs in SA. Believing that reality is created by the actors (social constructionism), it was decided to ask AC practitioners to share their insights based on their actual lived experiences. They were asked to delineate the notion of &#x2018;ethics in the use of assessment centres&#x2019; and share their actual experiences of an ethical dilemma in this respect. In addition, they were required to evaluate and enrich recurring and outstanding themes derived from their input in the first phase of the study and recommend possible solutions to address the challenges in practice. This approach was chosen as certain scholars, for example, Cascio (<xref ref-type="bibr" rid="CIT0012">1978</xref>), suggested that:</p>
<disp-quote>
<p>&#x2026; ethical behaviour is not governed by hard-and-fast rules; rather it adapts and changes in response to social norms and in response to the needs and interests of those served by a profession. (p. 437)</p>
</disp-quote>
<p>From this point on, the following key terms will be used: (1) <italic>Assessor &#x2013;</italic> the person who observes, records, classifies and evaluates the behaviours of the AC participants across competencies. In this paper, the term may &#x2013; by implication &#x2013; include AC administrators; (2) <italic>AC developer or designer</italic> &#x2013; the person who conducts the job analysis and designs the AC accordingly; (3) <italic>Role-player</italic> &#x2013; the person who plays the part of a specific character during an interactive simulation. In order to elicit competency-related behaviour from the participant, a role-player needs to provide stimuli to which the participant must react. The role-player is, therefore, part of the simulation design; (4) <italic>Participant</italic> &#x2013; the individual taking part in the AC with the purpose of being assessed by the assessors; (5) <italic>Client</italic> &#x2013; the person who requested the services of an AC provider; (6) <italic>AC provider</italic> &#x2013; the person who offers ACs to clients; and (6) <italic>AC practitioner</italic>, which refers to all the roles above, with the exception of the participant and the client.</p>
<p>The objectives that were set for the study were, therefore: (1) to gain an overview of the ethical challenges that practitioners experience in their use of ACs; (2) to use practitioners&#x2019; input to develop a framework of understanding to guide practitioners in their endeavour to use ACs ethically, even in the absence of sufficient regulatory-legal or practice-informed guidelines and (3) to ask practitioners to forward suggestions to address the ethical challenges that were identified in the earlier stages of the study. It was believed that evidence-based insights could inform both the scientific and the practice communities in their search for ethical AC use.</p>
<sec id="s30006">
<title>Psychological and other assessments/measurements</title>
<p>Psychological assessment is defined as the:</p>
<disp-quote>
<p>process of measuring one or several variables of interest in order to make decisions about individuals or inferences about a population. It is the process of determining the presence of and/or the extent to which an object, person or group or system possesses a particular property, characteristic or attribute. (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 260)</p>
</disp-quote>
<p>Measurement is a:</p>
<disp-quote>
<p>logical process of assigning numbers to observations to represent the quantity of a trait or character possessed. It involves applying clearly stated rules that are public, transparent, unambiguous and agreed-upon by knowledgeable people to determine how much of some property or attribute is present in a particular object, system or process. (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 4)</p>
</disp-quote>
<p>The International Test Commission Guidelines on Test Use (International Test Commission, <xref ref-type="bibr" rid="CIT0050">2013</xref>) make it clear that the key principles of &#x2018;testing&#x2019; would apply equally to all other forms of assessment (e.g. job selection interviews, job performance appraisals, diagnostic assessment of learning support needs) and would require from all practitioners to use assessment measures appropriately, professionally and in an ethical manner. Two criteria that are crucial for assessments and measurements to be fair are reliability and validity. Reliability is defined as &#x2018;the degree of consistency of a measure and/or the degree to which it is free from random error&#x2019; (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 271) and validity as &#x2018;the degree to which an instrument measures what it is intended or claims to measure&#x2019; (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 274). It is obvious that any AC will need to meet these criteria as a prerequisite for ethical use.</p>
</sec>
</sec>
</sec>
<sec id="s0007">
<title>The notion of ethics</title>
<p>The terms &#x2018;ethics&#x2019; and &#x2018;morality&#x2019; are often used interchangeably. Despite this, many philosophers and researchers propose a distinction between these two concepts (Pojman, <xref ref-type="bibr" rid="CIT0084">1994</xref>). According to the latter perspective, morality relates to the underlying principles that distinguish between right and wrong, while ethics is more concerned with the specific standards of conduct acceptable to a group, a profession or members of an organisation (Adelman, <xref ref-type="bibr" rid="CIT0001">1991</xref>). Various scholars, including Reese (<xref ref-type="bibr" rid="CIT0088">1980</xref>) as well as Hoffman and Frederick (<xref ref-type="bibr" rid="CIT0046">1995</xref>), prefer not to differentiate between ethics and morality. They argue that, from an etymological point of view, the Latin word for &#x2018;moral&#x2019; corresponds with the Greek word for &#x2018;ethical&#x2019; (Lacey, <xref ref-type="bibr" rid="CIT0062">1976</xref>, p. 138). Hence, there is no need to differentiate between these two concepts and it is justifiable to use them interchangeably. Contemporary views of ethics and morality conceptualise an interplay between the two concepts and scholars &#x2013; De George (<xref ref-type="bibr" rid="CIT0021">1999</xref>) among others &#x2013; assert that ethics is a systematic attempt to make sense of our individual and social moral experiences with the end goal of determining rules to govern our human conduct, desirable values and character traits that are worthy of development. A similar view is held by Wiley (<xref ref-type="bibr" rid="CIT0106">1995</xref>), who defines ethics as a system of conduct based on moral obligations that indicate how we should behave, our responsibilities, social justice as well as the commitment to do what is right. This integrated view is supported by Rossouw and Van Vuuren (<xref ref-type="bibr" rid="CIT0091">2014</xref>), who visualise the notion of ethics as a balance between being &#x2018;good for self&#x2019; and &#x2018;good for the other&#x2019;. This view implies that our behaviour is ethical when it ensures that our actions are consistently good for all stakeholders in any given situation. Because of its simple yet encompassing nature, the latter definition was adopted as a working definition for the current study. It was perceived to fit well with a study focused on behaviour in the workplace when Coetzee and Schreuder (<xref ref-type="bibr" rid="CIT0013">2010</xref>, p. 517) proposed that ethics &#x2018;takes as its focus of interest right, wrong, good and bad in relation to behaviour in an organisational context&#x2019;.</p>
<sec id="s20008">
<title>Ethical consideration</title>
<p>Ethical considerations were given due attention. The voluntary nature of participation in the research was made clear and participants were informed that they could withdraw at any time without any negative consequences to themselves. Confidentiality, anonymity and freedom from possible harm were unconditionally guaranteed and to this point, original data are being kept safe under the control of the researchers. Participants were treated with respect and discussions were positioned at a professional level throughout. Research protocol was followed to the best of our ability and well-respected research procedures were employed throughout.</p>
</sec>
</sec>
<sec id="s0009">
<title>Method</title>
<p>This study was broadly conceptualised from a social constructionist perspective, which implies that reality is constructed through human experience (Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>). This paradigm is aligned with the notion that there is no single view of reality (Myers, <xref ref-type="bibr" rid="CIT0078">2013</xref>) and that the real world is &#x2018;shaped and constructed by our life experiences, value systems and cognitive schemata and categories that we bring to bear on issues&#x2019; (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 12). Those functioning within this paradigm mostly prefer to engage directly and closely with participants in an attempt to view the world from their subjective perspectives (Crotty, <xref ref-type="bibr" rid="CIT0019">2003</xref>; Esterberg, <xref ref-type="bibr" rid="CIT0030">2002</xref>; Myers, <xref ref-type="bibr" rid="CIT0077">2009</xref>). Meaning is created by the interpretations of those who personally experience the specific phenomenon (Shah &#x0026; Corley, <xref ref-type="bibr" rid="CIT0094">2006</xref>).</p>
<p>Because the study was concerned with the concept of ethics which, by itself, cannot be fully understood or objectified (Levin &#x0026; Buckett, <xref ref-type="bibr" rid="CIT0063">2011</xref>), it was essential to employ a research method that would allow for a thorough investigation and exploration of this phenomenon. A qualitative research method was preferred as it supported the goal of exploring and understanding a phenomenon within a particular context (Esterberg, <xref ref-type="bibr" rid="CIT0030">2002</xref>; Myers, <xref ref-type="bibr" rid="CIT0078">2013</xref>; Neuman, <xref ref-type="bibr" rid="CIT0081">2000</xref>).</p>
<sec id="s20010">
<title>Data collection</title>
<p>Several data collection strategies can be followed within a qualitative research approach. They include, but are not limited to, phenomenology, case studies, grounded theory, action research and ethnography (Denzin &#x0026; Lincoln, <xref ref-type="bibr" rid="CIT0022">2005</xref>, <xref ref-type="bibr" rid="CIT0023">2008</xref>; Myers, <xref ref-type="bibr" rid="CIT0078">2013</xref>). This study was positioned within the realm of phenomenology, &#x2018;which is interested in the world as it is experienced by human beings within particular contexts and at particular times&#x2019; (Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>, p. 51).</p>
<p>The study included two distinct phases of data collection: a qualitative self-report survey that allowed for access to data from a relatively wide sample of AC practitioners and a focus group discussion by a small group of subject-matter specialists to (1) supplement data, (2) assist in making sense of the data and (3) generate possible solutions to the challenges.</p>
<sec id="s30011">
<title>Qualitative survey</title>
<p>According to Groves et al. (<xref ref-type="bibr" rid="CIT0040">2004</xref>):</p>
<disp-quote>
<p>the survey is a systematic method for gathering information from (a sample of) entities for the purpose of constructing quantitative descriptors of the attributes of the larger population of which the entities are members (p. 4).</p>
</disp-quote>
<p>Traditionally, the word survey covered only quantitative studies that were aimed primarily at describing numerical distributions of variables. More recently, qualitative surveys that do not aim to establish only frequencies or means but rather to determine the meaning and diversity of some topic of interest within a given population are widely used (Jansen, <xref ref-type="bibr" rid="CIT0053">2010</xref>). Unlike quantitative surveys, which are concerned mainly with generalising from the sample to the population, qualitative surveys are primarily concerned with understanding phenomena within their own contexts (Jansen, <xref ref-type="bibr" rid="CIT0053">2010</xref>; Neuman, <xref ref-type="bibr" rid="CIT0081">2000</xref>). A qualitative survey can thus be used as a data collection tool to collect self-report opinions and perceptions on a particular topic, as is the case in this study (Fink, <xref ref-type="bibr" rid="CIT0032">2003</xref>; Myers, <xref ref-type="bibr" rid="CIT0077">2009</xref>).</p>
<p>The qualitative survey was divided into three sections: (1) introduction, (2) biographical information and (3) survey content. As recommended by Denzin and Lincoln (<xref ref-type="bibr" rid="CIT0022">2005</xref>), the introductory note stressed the importance of confidentiality and anonymity and further stated that participation in the study was voluntary. The biographical detail section was concerned with the participants&#x2019; personal information, with specific reference to experience in ACs, employment sectors and their levels of education. The third section comprised the actual research questions. The survey made it possible to elicit responses from a large number of respondents within a short period while at the same time affording opportunities to ask open-ended questions and probe for qualitative insights from the research participants. Two questions were posed: (1) List between five and eight single-word concepts or short phrases that you associate with the notion of ethical challenges in ACs, e.g. &#x2018;fairness&#x2019;, and (2) Briefly describe the single most profound incident when you experienced an assessment centre&#x2013;related ethical challenge during your involvement with ACs over the years.</p>
<p>Despite its merit, the qualitative survey on its own was considered insufficient as it did not provide an opportunity to ask further questions, clarify meaning and confirm interpretations (Fink, <xref ref-type="bibr" rid="CIT0032">2003</xref>; Jansen, <xref ref-type="bibr" rid="CIT0053">2010</xref>). This was perceived to be a serious limitation, particularly within the interpretive paradigm where the need to probe, ask questions, clarify messages and confirm meaning is deemed essential (Esterberg, <xref ref-type="bibr" rid="CIT0030">2002</xref>). For this reason, a focus group was used as a supplementary strategy to obtain more data and to facilitate data enrichment. This decision was also aligned with the qualitative methodology, where the interpretations from both the participants and the researchers contribute to the process of establishing meaning (Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>). The involvement of a focus group was also perceived as a form of triangulation, which made it possible to view the topic from different angles (Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>). Triangulation in this context is &#x2018;the process by which information is purposefully gathered across multiple measures, multiple domains, multiple sources, multiple settings, and on multiple occasions&#x2019; (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 273), the purpose being to seek converging information from different sources (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0013">2010</xref>).</p>
</sec>
<sec id="s30012">
<title>Focus group</title>
<p>A focus group is described as a purposefully planned and organised session during which participants come together, in the presence of a facilitator or moderator, to discuss issues or problems, at the same time providing possible solutions or recommendations on how to avoid and/or overcome these challenges (Duggleby, <xref ref-type="bibr" rid="CIT0026">2005</xref>). Focus groups have the added advantage of being fast, economical and efficient as a means to gain insights from multiple participants (Krueger &#x0026; Casey, <xref ref-type="bibr" rid="CIT0057">2000</xref>; Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>). Another advantage of focus groups is that they are socially orientated in nature. This social element provides a sense of belonging to a group, which is likely to increase the participants&#x2019; sense of safety and cohesiveness and therefore makes it easier for them to express their views in this perceived safe environment (Levin &#x0026; Buckett, <xref ref-type="bibr" rid="CIT0063">2011</xref>; Peters, <xref ref-type="bibr" rid="CIT0082">1993</xref>). This also allows points of view to be challenged, extended, developed, undermined or qualified to enrich the researcher&#x2019;s data (Willig, <xref ref-type="bibr" rid="CIT0107">2001</xref>).</p>
<p>The focus group was responsible for scrutinising the findings based on the survey to: (1) comment on the face validity of the findings; (2) clarify and add insight to these findings; (3) suggest further themes that may have been missed during the survey phase; and (4) recommend possible solutions to minimise ethical challenges in the use of ACs in SA. The following questions were posed for open discussion: Based on your experiences and expertise: (1) Are the identified themes from the survey clear and relevant? (2) Are there any themes that you can clarify and refine? (3) Are there any further ethical challenges not reflected by the current themes that require our attention? (4) Can you provide possible solutions and/or recommendations for each theme?</p>
</sec>
</sec>
<sec id="s20013">
<title>Sampling</title>
<p>The overall research setting was the AC field of practice in SA and the primary focus was on the academic and business contexts within which ACs are regularly studied and used. A purposive sampling strategy was followed. Purposive sampling requires critical and deliberate thought and action aimed at ensuring the selection of participants who are best suited for answering a specific research question in a given study (Neuman, <xref ref-type="bibr" rid="CIT0081">2000</xref>). This technique was used because it allowed the researcher to identify and include participants who could clarify and deepen our understanding of the topic being researched (Denzin &#x0026; Lincoln, <xref ref-type="bibr" rid="CIT0023">2008</xref>). Because exposure to ACs was a critical criterion for inclusion in the study, participants who were regarded as experts, regular users or informed stakeholders in the AC field were selected.</p>
<sec id="s30014">
<title>Participants: Qualitative survey</title>
<p>Participants in the first part of the data-gathering process included delegates who attended the ACSG Conference (2012) held in Stellenbosch (SA) and who voluntarily participated in the research. Access to the conference for research purposes was gained through the study supervisors and colleagues from the University of Johannesburg who were involved in organising the event. The rationale for including delegates from an AC conference was the assumption that people who attended an AC conference would be experienced, or interested, in the field of ACs and would, therefore, be well positioned to provide valuable insights and information. <xref ref-type="app" rid="app001">Appendix 1</xref> presents a summary of the survey participants&#x2019; biographical details (<italic>n</italic> = 96). The following information is included: academic qualification and area of training, area of specialisation in ACs, number of years involved with ACs in a specific role or function, and relevant employment sector. Most participants held post-graduate degrees (more than 63&#x0025; of the participants had master&#x2019;s or PhD degrees) and almost 75&#x0025; had degrees in psychology, including industrial and organisational as well as research psychology. Participants&#x2019; experience in the field of ACs ranged from being assessors to being involved in the design, execution and overall management of ACs. Many were involved in more than one area. Participants mostly worked in the areas of assessment, recruitment and development (more than 50&#x0025;) and a reasonable number of academics (almost 10&#x0025;) added their voice to the data. Most participants had more than 5 years&#x2019; exposure to ACs and some had been working in this field for more than 21 years. Participants worked for organisations (85&#x0025;), in private practice (16&#x0025;) and in academia (10&#x0025;), with some working in more than one of the sectors. For purposes of future reference in the text, participants were numbered P1 to P96.</p>
</sec>
<sec id="s30015">
<title>Participants: Focus group</title>
<p>The focus group consisted of 16 AC practitioners from different sectors of the economy. Access to the participants was gained through referrals and assistance from the study supervisors. Contact was made telephonically, via email or through personal contact. Participants were included on the basis of their exposure to the use of ACs, in different capacities, and the expectation that they could add insight and depth. Participation was voluntary.</p>
<p><xref ref-type="app" rid="app002">Appendix 2</xref> presents a summary of the focus group participants&#x2019; biographical characteristics (<italic>n</italic> = 16). The following information is included: academic qualification and area of training, area of specialisation in ACs, number of years involved with ACs, dominant area of work and relevant employment sector. The majority of the participants held a master&#x2019;s or PhD degree in Industrial-organizational (IO) or clinical or research psychology (14 out of 16 participants). Most of the participants (11 out of 16) had more than 5 years&#x2019; experience in the design or execution of ACs, the overall management of ACs or being involved as assessors or observers in the AC process. The participants&#x2019; dominant areas of work were Human Resource Management (HR), recruitment, or talent management (<italic>n</italic> = 2), assessment (<italic>n</italic> = 11), teaching and research (<italic>n</italic> = 4) or more than one of the aforementioned. Focus group participants will be referred to as FGP further on in the text.</p>
<p>Differences of opinion exist with regard to the ideal size for a focus group. Morgan (<xref ref-type="bibr" rid="CIT0069">2013</xref>) advised that the aim of the study and the amount that each participant has to contribute to the group are two major factors to consider when deciding on the group size. If the participants have a low level of involvement with the topic, it may be difficult to maintain an active discussion in a smaller group. Small groups (fewer than six participants) are also at risk of being less productive as members are sensitive to group dynamics and the opinions of other individual participants; large groups (more than 12 participants) may break up into simultaneous small conversations between neighbours at the table, which makes it difficult to follow and record what is being said. A moderate group size is recommended (Freeman, <xref ref-type="bibr" rid="CIT0037">2006</xref>; Morgan, <xref ref-type="bibr" rid="CIT0069">2013</xref>; Morgan &#x0026; Bottorf, <xref ref-type="bibr" rid="CIT0070">2010</xref>). For logistical reasons, a decision was made to select the participants from two major cities. The focus group feedback from both sessions was consolidated to serve as one set of data.</p>
<p>During the focus group sessions, the researchers participated mainly as moderators or facilitators. Firstly, an overview of the study was provided to clarify concepts and definitions, and secondly, a clear process was delineated. The themes from the first phase were presented to both focus groups who were specifically requested to reflect on these, aid in clarifying the meaning of each and suggest themes that might have been missed in the first phase of the study. Focus group participants were then asked to suggest practice-informed recommendations to address the identified ethical challenges. We encouraged participants to engage and share their views. We facilitated the process by posing questions, asking for clarification and challenging specific points of view in order to stimulate a lively and critical climate. The focus group input was captured in personal notes and references. These were subsequently transcribed and analysed within the existing framework that emerged during the first phase of the data analysis process.</p>
</sec>
</sec>
<sec id="s20016">
<title>Data analysis</title>
<p>Data were analysed in two phases &#x2013; first the survey data and thereafter the focus group data. In line with the principles of qualitative research, every effort was made to analyse the data in a manner that preserved the intended meaning (Flick, <xref ref-type="bibr" rid="CIT0034">2014</xref>). Two processes were involved in the analysis of the survey data: firstly, content analysis, because it is &#x2018;the systematic, objective, quantitative analysis of message characteristics&#x2019; (Neuendorf, <xref ref-type="bibr" rid="CIT0080">2002</xref>, p. 1), and secondly, thematic analysis, which refers to &#x2018;identifying, analysing and reporting patterns (themes) within data, implying the interpretation of various aspects of the research topic&#x2019; (Braun &#x0026; Clarke, <xref ref-type="bibr" rid="CIT0007">2006</xref>, p. 79).</p>
<p>Units of analysis were either words or key-phrases-in-text. These were systematically and objectively coded and condensed to facilitate the identification of themes that reflect the essence of the data and represent supportive codes. In analysing the qualitative survey results, each participant&#x2019;s responses were electronically captured &#x2013; word for word. Each time a word or key phrase was repeated, a tick was made next to it in order to ascertain how many times that particular word or phrase had been mentioned. Similar words or phrases were then grouped together. Wherever necessary, certain words or phrases were consolidated to form a single word or phrase, and each time these were mentioned, a tick was made next to it to indicate frequency. These words or phrases were then further analysed to consider their inherent meanings. Similarities, or relatedness between words or phrases, were deliberately sought and units were then created on the basis of similarity and relatedness. This process required intense immersion into the data. This created an opportunity to engage with the content at a deeper level, making sense of the data from a participant&#x2019;s perspective. This process allowed for the identification of first-level generic themes which, through a deeper second-level analysis, were clustered and consolidated into broader and more encompassing themes. These could be labelled, described and demonstrated by means of actual quotes from the data. The comprehensive and meaningful themes that emerged from this process were presented to the focus groups for deliberation.</p>
<p>Once the focus group sessions had been completed, the data from both sessions were consolidated into one, and subsequently integrated with the themes that arose from the first phase of data analysis &#x2013; the survey data. In analysing the data captured during the focus group sessions, subjective judgements were made by the authors, who aimed to retain the research participants&#x2019; intended meaning while at the same time allowing a level of interpretation and integration. This process generated two outcomes &#x2013; richly described final themes and recommendations for addressing ethical challenges attached to each of the specific themes.</p>
</sec>
<sec id="s20017">
<title>Quality assurance</title>
<p>Four criteria that may be applied to ensure quality qualitative research were acknowledged: replicability, credibility, transferability and dependability (Golafshani, <xref ref-type="bibr" rid="CIT0039">2003</xref>; Shenton, <xref ref-type="bibr" rid="CIT0095">2004</xref>). The following actions were taken to meet these criteria: (1) a theoretical context for the study was created; (2) parameters for the setting, the prevailing social world and the population were provided; (3) an attempt was made to ensure a fair degree of representativeness in the sampling process; (4) each step of the research process was recorded in detail and scientific rigour was applied in all the steps; (5) data were captured, transcribed and safely stored for scrutiny at any time; (6) data were analysed and interpreted according to established processes and all efforts were made to limit researcher subjectivity; (7) findings were presented clearly in table format; and (8) the findings were presented to a focus group with a dual purpose &#x2013; to contribute data in its own right and to act as a peer review mechanism to enhance confirmability. An attempt was made to triangulate the findings by discussing these within a context of multiple theoretical perspectives from various researchers in the field (see Mays &#x0026; Pope, <xref ref-type="bibr" rid="CIT0065">2000</xref>; Shenton, <xref ref-type="bibr" rid="CIT0095">2004</xref>).</p>
</sec>
</sec>
<sec id="s0017">
<title>Findings</title>
<p><xref ref-type="table" rid="T0001">Table 1</xref> presents 10 themes and their supporting codes, which emerged after a process of thematic content analysis of all the responses collected from the 96 survey participants and the 16 focus group participants. In-text words and key phrases (372 units of analysis) were systematically analysed and ordered into nine initial themes according to similarity and a clear congruence of meaning. Each focus group subsequently (1) considered the outcome of the content analysis and accepted the nine themes at face value; (2) clarified and added insight to these; (3) suggested a supplementary theme (Theme 10: Governance of ACs) and (4) recommended possible solutions to minimise ethical challenges faced in ACs in SA. A profound practice-based incident to demonstrate the essence of each theme is included in the table, and the frequencies with which each theme was raised are indicated. The themes are discussed in order from the highest to the lowest frequency. In each case, the essence of the theme is clarified and in each instance an ethical challenge would arise when an AC is misaligned to the inherent ethical values and principles that underlie each theme (fairness, for example).</p>
<table-wrap id="T0001">
<label>TABLE 1</label>
<caption><p>Ethical challenges faced by assessment centres (ACs) in South Africa.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Theme</th>
<th valign="top" align="left">Description of theme</th>
<th valign="top" align="left">Supporting codes</th>
<th valign="top" align="left">Profound incident</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Theme 1: Universal ethical values (<italic>n</italic> = 85)</td>
<td align="left">Adherence to universal ethical values and the notion of fairness by all AC stakeholders is essential for ensuring the success of an AC.</td>
<td align="left">Morality, justice, equality, honesty, trust, respect, &#x2018;no harm&#x2019;, &#x2018;doing good&#x2019;, universal human rights and notion of fairness.</td>
<td align="left">&#x2018;Where I went through the motions of assessment, knowing that the decision has already been made by the CEO, without taking the outcome of the assessments into account&#x2019;. [P18]</td>
</tr>
<tr>
<td align="left">Theme 2: Assessor competence, personal characteristics, moral character and ethical intent (<italic>n</italic> = 82)</td>
<td align="left">The assessor is one of the most important stakeholders in the AC process because the success of any AC depends on their competence, personal characteristics, moral character and ethical intent.</td>
<td align="left">Integrity and ethical intent; cognitive, behavioural, managerial and ethical competence; desirable personality characteristics; and awareness of bias and prejudice, cultural sensitivity and leadership.</td>
<td align="left">&#x2018;It would be to adopt a different mind-set. Often the case, we represent the organisation&#x2019;s requirements, instead of ensuring that we maintain good governance towards the appraisees (participants)&#x2019;. [P7]</td>
</tr>
<tr>
<td align="left">Theme 3: Psychometric properties of an AC (<italic>n</italic> = 76)</td>
<td align="left">The use of high-quality, psychometrically sound and fit-for-purpose tools is essential for AC success.</td>
<td align="left">Reliability and consistency; face, construct and content validity; fit-for-purpose, clear and measureable focal constructs and criteria; good quality exercises and tools; proper scoring mechanisms; and appropriate norms.</td>
<td align="left">&#x2018;Inappropriate use of tools; using tools not validated for fairness&#x2019;. [P9]</td>
</tr>
<tr>
<td align="left">Theme 4: Bias and prejudice (<italic>n</italic> = 66)</td>
<td align="left">Intentional or unintentional bias and prejudice towards an individual or group, especially in a manner considered to be unfair, is a major contributor to the occurrence of adverse impact. Bias and prejudice could result from the assessor&#x2019;s attitude, AC properties as such and the organisation.</td>
<td align="left">Cultural, language, gender and racial bias; discrimination; favouritism and nepotism; bias (also bias towards extroverts); prejudice; different points of view or interpretations; preconceived ideas; and tendency towards cloning.</td>
<td align="left">&#x2018;The line managers who serve as assessors basing their assessment on how candidates dressed and on their tone of voice, instead of basing it on competencies&#x2019;. [P53]</td>
</tr>
<tr>
<td align="left">Theme 5: Governance of AC process (<italic>n</italic> = 65)</td>
<td align="left">High ethical standards should be a prerequisite for every aspect of the AC process &#x2013; from the contracting phase to administration to feedback and project closure.</td>
<td align="left">Robust process; competent administrators; responsibility and accountability; transparency and openness; confidentiality; informed consent; valid, honest and constructive feedback; adequate data management processes; and return-on-investment considerations.</td>
<td align="left">&#x2018;Transparency with regards to the reason for assessments. The managers were under the impression that the AC was for purely developmental purposes and the practitioner was also led to believe so. However, the real reasons were for recruitment purposes&#x2019;. [P8]</td>
</tr>
<tr>
<td align="left">Theme 6: Ethical culture of the employer organisation (<italic>n</italic> = 43)</td>
<td align="left">It is a major concern that an AC is often negatively influenced by an organisation&#x2019;s lack of an overarching ethical culture. This could result in unethical expectations, influence and interference, which may lead to professional/organisation conflict between different stakeholders. Regard for ethical decision making is imperative.</td>
<td align="left">Strategic integration of ethics; openness to consideration of ethics by management versus deception, manipulation, dishonesty and ill intent; and organisational or professional conflict and dilemmas.</td>
<td align="left">&#x2018;A CEO asked us to change the scores of one of his executive managers who was his &#x2018;blue-eyed boy&#x2019; when we were assessing for succession planning. The executive was a clone of the CEO and scored relatively weakly on the AC, but the CEO wanted to appoint him to take over anyway but wanted us to change the scores to justify the appointment&#x2019;. [P74]</td>
</tr>
<tr>
<td align="left">Theme 7: Participant characteristics (<italic>n</italic> = 17)</td>
<td align="left">Participant characteristics could have a negative impact on the AC process and outcomes.</td>
<td align="left">Moral character of participants; social desirability, faking good; exaggeration; dishonesty; and resistance.</td>
<td align="left">&#x2018;When a participant exaggerated/acted out a role not knowing much about it but through reading and researching more about it&#x2019;. [P21]</td>
</tr>
<tr>
<td align="left">Theme 8: Multicultural global context (<italic>n</italic> = 10)</td>
<td align="left">Awareness of issues related to cultural and historical differences within SA &#x2013; but also within a context of globalisation &#x2013; is essential for AC success.</td>
<td align="left">Multicultural and global differences; need for cultural sensitivity; differences in terms of morality; need for sensitivity related to religion; South African socio-political-historical context, including specifically employment equity.</td>
<td align="left">&#x2018;AC took place for a mining company in Namibia. I had to oversee the self-assessment questionnaires. Handed the forms out and explained what to do. Many of the applicants were not fluent in English and struggled to understand basic instructions, but had no choice but to continue with the assessment&#x2019;. [P79]</td>
</tr>
<tr>
<td align="left">Theme 9: Evasive nature of ethics as a concept (<italic>n</italic> = 5)</td>
<td align="left">Ethics is a concept that cannot be easily defined or measured and that people&#x2019;s conception thereof may differ.</td>
<td align="left">Can you assess ethics? How would you do it?</td>
<td align="left">How to assess integrity; values to ensure that individuals share/will be compatible with values/ethics of the organisation. What tools to use? How do you use norms? Where do you derive norms from for any instrument used? [P67]</td>
</tr>
<tr>
<td align="left">Theme 10: Regulatory-legal framework for ACs (<italic>n</italic> = 5)</td>
<td align="left">A proper regulatory-legal framework is desirable to control and direct the use of ACs in SA. This should ideally be supported by an aspirational ethical code that could act as a moral compass in instances where regulation does not suffice.</td>
<td align="left">status of ACs as a psychological act; involvement of non-psychologists; intellectual property issues related to ACs; and central regulatory body for ACs.</td>
<td align="left">N/a</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn><p>AC, assessment centre; SA, South Africa; P, participant; N/a, not applicable.</p></fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s0018">
<title>Discussion</title>
<p><xref ref-type="fig" rid="F0001">Figure 1</xref> presents a framework to aid an understanding of the ethical challenges in ACs. The framework incorporates various themes. Three themes external to an organisation are relevant, namely <italic>universal ethical values, a multicultural global context (specifically the socio-political-historical context in SA)</italic> and <italic>the regulatory framework for ACs in SA.</italic> Three themes have relevance within the immediate AC context, namely <italic>assessor competence, personal characteristics, moral character or ethical intent; psychometric properties of the AC itself;</italic> and <italic>participant characteristics.</italic> Three themes pertain to the client organisation, namely <italic>bias and prejudice, governance of the AC process</italic> and <italic>the ethical culture of the client organisation.</italic> The evasive nature of ethics as a construct is discussed separately.</p>
<fig id="F0001">
<label>FIGURE 1</label>
<caption><p>Framework for understanding ethical challenges in assessment centres (ACs).</p></caption>
<graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="SAJIP-43-1324-g001.tif"/>
</fig>
<p><xref ref-type="fig" rid="F0001">Figure 1</xref>, viewed from the inside out, depicts a typical AC process entailing the interaction between an assessor and a participant within an AC. The psychometric properties of the AC and the conduct of all the AC stakeholders (assessors, role-players and participants) during the interactive parts of the AC may have a negative impact on the ethical character of the AC. Aspects of bias and prejudice &#x2013; within both the immediate AC and broader organisational context &#x2013; may threaten the overall fairness and justice envisaged for the process. The AC context is furthermore influenced by the ethical culture of the client organisation and the internal AC governance process, which often challenges the ethical implementation of an AC in various ways. The external socio-political-historical context and the regulatory environment for ACs in SA may also impact both the organisational and AC contexts &#x2013; including all stakeholders &#x2013; with regard to governance and ultimate fairness. The global influence exerts an overarching influence on all other levels and incorporates aspects related to globalisation, multiculturalism and universal ethical principles. Each of these themes is discussed within the context that was created by the research participants, making use of the actual research input. Existing insights based on a theoretical understanding of the topic is incorporated where applicable. In this respect researchers such as Dewberry and Jackson (<xref ref-type="bibr" rid="CIT0024">2016</xref>) point to the need to incorporate multiple perspectives such as from AC designers, assessors and participants. Caldwell, Gruys and Thornton (<xref ref-type="bibr" rid="CIT0011">2003</xref>) argue that multiple stakeholders are involved with ACs and that AC practitioners have implied duties to each stakeholder that might from time-to-time lead to ethical dilemmas. The notion to assign the responsibility for the ethical use of ACs to multiple stakeholders such as the client organisation, the assessors and participants will also be highlighted.</p>
<sec id="s20019">
<title>Universal ethical values in a multicultural global context</title>
<p>Adherence to universal ethical values was deemed essential for ensuring the ethical success of an AC. Universal ethical values refer to various constructs, which include morality, justice, equality, honesty, trust, respect, &#x2018;doing no harm&#x2019;, &#x2018;doing good&#x2019;, universal human rights and the notion of fairness. To achieve these objectives, the <italic>International Test Commission Guidelines on Test Use</italic> (International Test Commission, <xref ref-type="bibr" rid="CIT0050">2013</xref>) recommend adherence to, among others, the following principles: measures and results should be applied and used in a fair, professional and ethical manner; the needs and rights of people should be regarded with the utmost concern; the predictor should closely match the purpose for which the assessment results will be used; moderating factors that result from the social, political and cultural context of assessment should be taken into account, especially considering the impact these factors may have on the assessment results. The test guidelines make it clear that these universal testing principles should be honoured, irrespective of whether a measurement or assessment can strictly be classified as &#x2018;test&#x2019; or not.</p>
<p>Adherence to universal ethical values has implications within a context of globalisation and multiculturalism, and this theme incorporates the following supporting codes: multicultural and global differences, need for cultural sensitivity, differences in terms of morality and a need for sensitivity regarding religion. Awareness is required when dealing with possible cultural differences (including language) and culturally sensitive areas (such as religion). While religious values and ethics as different concepts are sometimes used interchangeably, the focus group provided a working distinction between the two, as this may apply to the AC context. Religion refers to a person&#x2019;s religious beliefs and value systems, whereas ethics, refers to a set of ethical guidelines that apply to a specific context within a framework of universal ethical or moral values. To avoid the possible alienation of individuals from the AC process, AC practitioners were advised to avoid religious content in ACs and to refer to <italic>ethical guidelines</italic> rather than religious values, belief systems and customs in their deliberations.</p>
</sec>
<sec id="s20020">
<title>Fairness within a socio-political-historical context in South Africa</title>
<p>Foxcroft and Roodt (<xref ref-type="bibr" rid="CIT0036">2013</xref>) maintained that it would probably be futile to try and understand ethical challenges in ACs in SA without considering specific socio-political-historical and cultural factors that influence almost every facet of SA society. These authors explained that testing and assessment are essentially Western-world activities that were brought to Africa during the colonial era and therefore not naturally part of the African culture. Any efforts that might have been made to change or adapt assessments to suit local social conditions were not made until much later (Foxcroft, <xref ref-type="bibr" rid="CIT0035">1997</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>). The development of assessments and testing almost inevitably reflected the racially segregated society it had evolved from (Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>). This may imply that assessments in the past were probably not always applied fairly and appropriately for all members of the SA society. It is against this background that it was agreed that all AC stakeholders have a responsibility to ensure that present-day ACs are fair and free from bias. This approach is aligned to international and national best practice guidelines that call for contextual adaptation in terms of social, political, institutional, linguistic and cultural differences (Assessment Centre Study Group Taskforce on Assessment Centres in South Africa, <xref ref-type="bibr" rid="CIT0003">2015</xref>; International Taskforce on Assessment Center Guidelines, <xref ref-type="bibr" rid="CIT0049">2015</xref>; International Test Commission, <xref ref-type="bibr" rid="CIT0050">2013</xref>).</p>
<p>In support of this search for fairness, the Society for Industrial and Organisational Psychology of South Africa has identified four criteria for fairness in the context of selection: equal outcomes, equitable treatment, equal opportunities to experience and learn from situations and absence of predictive bias (Society for Industrial and Organisational Psychology of South Africa, <xref ref-type="bibr" rid="CIT0097">2005</xref>). It is evident that all ACs should at the very least meet these criteria. It is also important to note that fairness is a social and not a scientific judgement and cannot be measured against scientific parameters, unlike reliability and validity that, in the context of assessment/measurement, can to a high degree be measured thus. What is important in this sense is that perceptions of fairness in the SA context &#x2013; specifically in the light of our history &#x2013; may imply <italic>perceived fairness</italic> as a major component or dimension of fairness in general (Donald et al., <xref ref-type="bibr" rid="CIT0025">2014</xref>).</p>
<p>ACs are acknowledged as a means to increase fairness because they create opportunities for people to be observed in simulated (work-related) environments (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>). Relatively small subgroup differences and minimal adverse impact in selection have been found when compared with the results of traditional selection measures (Kriek, <xref ref-type="bibr" rid="CIT0055">1991</xref>; Thornton et al., <xref ref-type="bibr" rid="CIT0103">2015</xref>), and Kriek, Hurst and Charoux (<xref ref-type="bibr" rid="CIT0056">1994</xref>) reported that ACs also appear to be relatively culture-fair. In any event, it is important to remember that assessment is intended to fairly discriminate between people, not against people (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>), and that fairness is especially important where equal validity of measurement for a variety of different groups of people should exist &#x2013; as is the case in SA.</p>
</sec>
<sec id="s20021">
<title>Regulatory-legal framework for assessment centres in South Africa</title>
<p>Participants referred to many examples of legislation and controversies around these that need to be clarified among all stakeholders. A first concern dealt with whether &#x2018;ACs should (in future) be classified as a psychological act as defined by the HPCSA or not&#x2019;. While it was generally agreed that it would probably be ideal to place ACs within the domain of psychological acts, practical realities would make this impossible. The most important limitation would be that SA does not have sufficient numbers of psychologists to accept responsibility for all aspects of all ACs from start to end. For this reason, a compromise may need to be negotiated. While non-psychologists could possibly be trained to take responsibility for some aspects of an AC, depending on their complexity, it was recommended by some research participants that only qualified psychologists should be allowed to take overall responsibility for the facilitation of an AC, including aspects related to the interpretation of behaviour. This recommendation was not supported by all the participants and a proper debate that involves a wider group of AC stakeholders may be warranted in the future. Meanwhile, it was agreed that comprehensive practical guidelines need to be maintained and that ethical awareness should be fostered to serve as a moral compass whenever practitioners do not have a regulatory-legal or practice-informed framework to guide them.</p>
<p>A further concern dealt with the question of whether an AC (in future) should ever be classified as a psychometric test. In this respect, the <italic>Guidelines for Best Practice Use of the Assessment Centre Method in South Africa</italic> (5th edition) (Assessment Centre Study Group Taskforce on Assessment Centres in South Africa, <xref ref-type="bibr" rid="CIT0003">2015</xref>) state that ACs are not single tests, but rather a sequence of stimuli eliciting participant behaviour that can be linked to competencies, skills and work-related constructs. Such ACs are <bold>not</bold> psychological tests. When an AC is used as part of a selection process, it has to comply with the EEA&#x2019;s requirements of validity, reliability, fairness and lack of bias. It furthermore should measure aspects inherently required for job performance based on information obtained from a thorough job analysis. To add to the scientific rigour of the process, an AC design model is recommended by Schlebusch and Roodt (<xref ref-type="bibr" rid="CIT0092">2008</xref>) that incorporates four distinct design phases: analysis, design, implementation and evaluation, and validation. By paying adequate attention to each phase, the psychometric properties and overall fairness of the process may be enhanced. If a psychological construct is measured during an AC by means of an appropriate psychological test, the measurement should adhere to any legal requirements that may pertain to psychological tests in that context.</p>
<p>A final concern related to contemporary notions of the construct validity in the context of assessment. While contemporary scientific evidence implies a continuum of evidentiary support to confirm validity (as a multidimensional construct), the EEA &#x2013; in both its original and amended versions &#x2013; places upon practitioners an unrealistic demand with which they have to comply, namely that of absolute validity: a dichotomy of a test or measure being either valid or invalid. Research participants highlighted their vulnerability in this respect: Would it actually be possible to provide what is legally required of them? Participants agreed that this controversy needs to be addressed in the appropriate forums in future, to address the professional risk that practitioners face in not being able to comply with that legal requirement in its current form.</p>
<p>The focus group concluded that overall ethical awareness to guide behaviour when neither rules and regulations nor practice-informed guidelines exist would be crucial. It was suggested that international cooperation be sought to help develop globally applicable guidelines and that an international registration body for ACs be established to monitor ACs and ensure adherence to minimum standards.</p>
</sec>
<sec id="s20022">
<title>Assessor competence, personal characteristics, moral character and ethical intent</title>
<p>The very important role of the assessor in ensuring the success of an AC was strongly emphasised by all the research participants. The following were deemed to be of crucial importance: (1) the moral character or integrity of assessors; (2) their professional competence; (3) their personal characteristics, such as humility, agreeableness and tolerance; and (4) their ethical intent, including ethical competence and leadership. Assessor competence is important because, unlike other forms of assessment (for instance, psychological testing where the primary tool of assessment is a test or instrument), the primary tool of assessment in ACs is the assessor (Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>: Howard, <xref ref-type="bibr" rid="CIT0047">2008</xref>). AC practitioners&#x2019; knowledge and their personal and scientific frames of reference will influence the selection and interpretation of assessment measures and outcomes (Bergh &#x0026; Theron, <xref ref-type="bibr" rid="CIT0005">2009</xref>). An assessor may also unconsciously impact the test results through, for example, body language, facial expressions, failure to establish rapport, failure to set participants at ease and style of presentation (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0013">2010</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>). Furthermore, an assessor&#x2019;s ethical intent and awareness of possible bias and prejudice in measuring and scoring participants are essential in ensuring valid, reliable and fair AC outcomes. Within fast-paced, ambiguous and changing organisational contexts, the impact of a person&#x2019;s values may be especially powerful (Illies &#x0026; Reiter-Palmon, <xref ref-type="bibr" rid="CIT0048">2007</xref>).</p>
<p>A disconcerting finding based on the outcome of this study was the notion that AC practitioners sometimes allow managers to influence AC processes and outcomes because, as one focus group participant put it:</p>
<disp-quote>
<p>&#x2018;They don&#x2019;t want to bite the hand that feeds them&#x2019;. [FGP]</p>
</disp-quote>
<p>Although it is important to have healthy relationships with clients, AC practitioners were advised not to:</p>
<disp-quote>
<p>&#x2018;chase contracts at the expense of effectiveness&#x2019;. [FGP]</p>
</disp-quote>
<p>In other words, customisation should not compromise quality.</p>
</sec>
<sec id="s20023">
<title>Psychometric properties of an assessment centre</title>
<p>Sound psychometric properties of ACs refer to criteria such as reliability and consistency; face, construct and content validity; fit-for-purpose, clear and measureable focal constructs and measurement criteria; good quality exercises and tools; proper scoring mechanisms; appropriate norms; and adequate data management processes. The study confirmed the view that ethical challenges in ACs in SA are often linked to the quality of tools and the relevance of the instruments being used (M&#x00FC;ller &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0069">2013</xref>). Krause et al. (<xref ref-type="bibr" rid="CIT0054">2011</xref>) indicate, for example, that approximately one third of AC content used in SA is developed overseas and then imported for local use. This presents a major ethical challenge, especially because cultural and linguistic factors may influence AC results. It confirms the need for continuous research to validate a specific AC for the use within the context it is intended for, answering the question: &#x2018;valid for what?&#x2019; (Roodt, de Kock &#x0026; Schlebusch, <xref ref-type="bibr" rid="CIT0090">2013</xref>).</p>
<p>Measurement errors (differences between the results obtained and the real results) may also occur (Bergh &#x0026; Theron, <xref ref-type="bibr" rid="CIT0005">2009</xref>). These errors may occur as a result of the research process, the measurement instrument itself, instrument administration, scoring, participants, the nature of the concepts being measured, weaknesses in the measurement techniques, rating or observation errors, and subjective errors made by the researchers (Bergh &#x0026; Theron, <xref ref-type="bibr" rid="CIT0005">2009</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>). Van Vuuren and Schlebusch (<xref ref-type="bibr" rid="CIT0104">2013</xref>) highlight the fact that many ethical challenges are caused by inadequate training, which results in AC data not being captured accurately and on time; statistical validity and reliability assumed to exist, or being misinterpreted; incorrect interpretation of statistical calculations; and incorrect generalisability (Roodt et al., <xref ref-type="bibr" rid="CIT0090">2013</xref>).</p>
<p>In this regard, the focus group was particularly concerned about the quality of AC training:</p>
<disp-quote>
<p>What many practitioners have not taken notice of, though, is the fact that the more prevalent types of assessor training are not very effective, i.e. avoiding rating errors and behaviour observation training. Good, solid frame-of-reference training is the most effective form of assessor training. Normally, a careful follow-up of rater performance should be conducted as part of validation, i.e. assessment of inter-rater reliability, rater idiosyncrasy, rater error (halo, elevation error, etc.). [FGP]</p>
</disp-quote>
<p>It has to be noted that research in this respect indicates a preference for frame-of-reference training for assessors working at an AC for selection purposes and that a data-driven approach is better suited for ACs with a developmental purpose (Lievens, <xref ref-type="bibr" rid="CIT0064">2001</xref>). A combination of the two assessor training approaches might be more desirable (Thornton et al., <xref ref-type="bibr" rid="CIT0103">2015</xref>).</p>
</sec>
<sec id="s20024">
<title>Participants</title>
<p>It was widely accepted that participants bring their own set of values into the AC context, which may influence the ethical properties of the AC either positively or negatively. The underlying assumption was that ethical AC outcomes could be achieved only if assessors and participants collectively embraced universal ethical values. It was suggested that participant characteristics could influence the success and ethical character of an AC. It is believed that the validity and reliability of AC outcomes can be influenced by a wide range of participant characteristics, including mood fluctuations, ability to concentrate, physical health, family problems, emotional distress, levels of fatigue, unfamiliarity with the context, lack of test-wiseness or test sophistication, competitiveness and motivation (Coetzee &#x0026; Schreuder, <xref ref-type="bibr" rid="CIT0013">2010</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>).</p>
<p>Specific types of participant behaviour that could potentially jeopardise the ethical character of an AC were also highlighted. These included a person&#x2019;s responses in terms of image management, second-guessing, social desirability, deliberate distortion or faking, and resistance. While the focus group confirmed that manipulative and faking behaviour is a common challenge in ACs in SA, literature suggests that this phenomenon is not exclusive to SA, but is in fact a global challenge (Schollaert &#x0026; Lievens, <xref ref-type="bibr" rid="CIT0093">2011</xref>; Thornton &#x0026; Gibbons, <xref ref-type="bibr" rid="CIT0101">2009</xref>; Thornton et al., <xref ref-type="bibr" rid="CIT0103">2015</xref>).</p>
</sec>
<sec id="s20025">
<title>Bias and prejudice</title>
<p>The concepts of prejudice, bias and fairness are closely related (Donald et al., <xref ref-type="bibr" rid="CIT0025">2014</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>; Muchinsky et al., <xref ref-type="bibr" rid="CIT0073">2005</xref>). While bias within the context of psychological measurement is defined as a &#x2018;systematic error in measurement or research that affects one group (e.g. race, age and gender) more than another&#x2019; (Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>, p. 261), prejudice refers to the same phenomenon but in the broader context of human assessment (Muchinsky et al., <xref ref-type="bibr" rid="CIT0073">2005</xref>). Bias and fairness may, among others, be based on considerations of sex, race, religion or national origin (<italic>Health Profession Act, No. 56 of 1974</italic>) and both bias and prejudice may lead to favouritism, unfairness and injustice (Donald et al., <xref ref-type="bibr" rid="CIT0025">2014</xref>). Both intentional and unintentional bias and prejudice towards an individual or group, especially in a manner considered to be unfair, is a major contributor to the occurrence of disparate treatment, adverse impact and discrimination in the use of assessment generally (Donald et al., <xref ref-type="bibr" rid="CIT0025">2014</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>; Muchinsky et al., <xref ref-type="bibr" rid="CIT0073">2005</xref>).</p>
<p>Bias, prejudice and unfairness in the use of ACs could result from many variables such as the attitudes, values and judgements of the assessor (Kuncel &#x0026; Highhouse, <xref ref-type="bibr" rid="CIT0058">2011</xref>; Muchinsky et al., <xref ref-type="bibr" rid="CIT0073">2005</xref>), properties of the measures (Buckett, Becker &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0010">2017</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>; Moerdyk, <xref ref-type="bibr" rid="CIT0071">2009</xref>), contextual realities embodied in the socio-political world at the time (Donald et al., <xref ref-type="bibr" rid="CIT0025">2014</xref>; Foxcroft &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0036">2013</xref>), cultural preferences for certain personality characteristics such as bias towards extroverts (Collins et al., <xref ref-type="bibr" rid="CIT0015">2003</xref>; Crawley, Pinder &#x0026; Herriot, <xref ref-type="bibr" rid="CIT0018">1990</xref>; De Beer, <xref ref-type="bibr" rid="CIT0020">2012</xref>; Furnham, Jensen &#x0026; Crump, <xref ref-type="bibr" rid="CIT0038">2008</xref>; Jackson et al., <xref ref-type="bibr" rid="CIT0052">2010</xref>) and a tendency towards cloning (Bagues &#x0026; Perez-Villadoniga, <xref ref-type="bibr" rid="CIT0004">2013</xref>; Fiske, <xref ref-type="bibr" rid="CIT0033">1999</xref>). In ACs specifically, preconceived ideas, different points of view, different interpretations and differences in scoring and scoring methods, especially where judgement is concerned, may lead to disparate outcomes (Kuncel, Klieger, Connelly &#x0026; Ones, <xref ref-type="bibr" rid="CIT0059">2013</xref>). This may increase error and decrease reliability (Roch, <xref ref-type="bibr" rid="CIT0089">2006</xref>; Simonenko, Thornton, Gibbons &#x0026; Kravtcova, <xref ref-type="bibr" rid="CIT0096">2013</xref>), highlighting a need for rigour and proper standardisation (Kuncel, Klieger &#x0026; Ones, <xref ref-type="bibr" rid="CIT0060">2014</xref>).</p>
<p>It is against the SA historical background specifically that the focus group also argued for <italic>heterogeneous assessor teams</italic> in terms of race, age, gender and ethnicity. This is to ensure that AC participants (who themselves are likely to be heterogeneous) &#x2018;perceive&#x2019; the AC process as fair and representative. This would also strengthen an inherent feature of the AC process, which is to use multiple assessors in order to view the same behaviour(s) from multiple perspectives and thus gain a better understanding of participant behaviour (Assessment Centre Study Group Taskforce on Assessment Centres in South Africa, <xref ref-type="bibr" rid="CIT0003">2015</xref>; Falk &#x0026; Fox, <xref ref-type="bibr" rid="CIT0031">2014</xref>; International Taskforce on Assessment Center Guidelines, <xref ref-type="bibr" rid="CIT0049">2015</xref>).</p>
</sec>
<sec id="s20026">
<title>Governance of the assessment centre process</title>
<p>An overall robust and ethical process was envisaged by all the survey participants. Ethical considerations are perceived to arise in all the phases of the AC process &#x2013; from the contracting or analysis phase to the implementation phase and to the termination phase. This thinking is aligned with that of Van Vuuren and Schlebusch (<xref ref-type="bibr" rid="CIT0104">2013</xref>), who suggest that the contracting or analysis phase should be used to clarify the roles and responsibilities of all the stakeholders, set the required parameters and agree on expectations and the decision-making process (including the relative weight of the AC outcome in the final decision). The assumption was made that by paying sufficient attention to the contracting phase, many ethical challenges, for example, manager interference, could be minimised. It was furthermore suggested that the contracting phase be documented and signed off by all parties to avoid future misunderstanding.</p>
<p>Many ethical challenges also arise during the AC implementation phase. Firstly, not all activities constitute an AC. The International Taskforce on Assessment Center Guidelines (<xref ref-type="bibr" rid="CIT0049">2015</xref>) highlighted this issue and stated that, while many activities (e.g. computerised in-baskets requiring multiple-choice responses only) may have AC characteristics, they are not necessarily simulations used as part of ACs. AC practitioners should, therefore, guard against the use of non-AC methods under the guise of an AC. Secondly, process-related challenges arise. These may refer to aspects including the administration of measurement, the observation and interpretation of behaviour, and the overseeing of the entire AC. Details such as suitable venues, contingency plans, standardised procedures, adequate manuals and sufficiently competent assessors were deemed important. Further basic requirements, which are inherently informed by participant rights, were raised, that is the right to transparency and openness among all AC stakeholders, informed consent from participants prior to assessment, agreed-upon levels of confidentiality and valid and constructive feedback. With regard to the organisation, return-on-investment considerations were emphasised throughout.</p>
<p>The project closure is believed to present its own ethical challenges, which are primarily related to feedback and the data management processes. With regard to data management, the focus group raised and answered the following questions:</p>
<list list-type="bullet">
<list-item><p>Who owns the data?</p></list-item>
<list-item><p>How long should the data be stored?</p></list-item>
<list-item><p>Who is allowed access to what information?</p></list-item>
</list>
<p>Upon completion of the AC, practitioners were advised to reflect on the overall AC, learn from mistakes and capitalise on strengths to improve their success in the future.</p>
</sec>
<sec id="s20027">
<title>Ethical culture of the client organisation</title>
<p>This theme raised awareness of the influence that the organisational culture could potentially have on ACs. ACs often take place at the premises of the client organisation and even if this is not the case, they are mostly conducted on behalf of a particular organisation. Organisations are therefore important stakeholders and an integral part of any AC (Krause et al., <xref ref-type="bibr" rid="CIT0054">2011</xref>; Schlebusch &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0092">2008</xref>; Thornton et al., <xref ref-type="bibr" rid="CIT0103">2015</xref>). A pertinent ethical challenge that emerged from the study was the interference of managers with AC processes, often with the intention of influencing outcomes. The following example of a profound incident illustrated this point:</p>
<disp-quote>
<p>A CEO asked us to change the scores of one of his executive managers who was his &#x2018;blue-eyed boy&#x2019; when we were assessing for succession planning. The executive was a clone of the CEO and he scored relatively weakly on the AC, but the CEO wanted to appoint him to take over anyway but wanted us to change the scores to justify the appointment. [P74]</p>
</disp-quote>
<p>According to the focus group, managers may sometimes attempt to implicitly influence processes and outcomes. In other words, because they are unlikely to explicitly ask for favours, they may attempt to influence matters indirectly. Practitioners were advised to note that some managers may believe that they have a right to influence AC outcomes and processes simply because they pay for the AC. However, the mere fact that managers pay for the AC does not mean that they own the process. Practitioners were therefore advised to ensure that they clarify their role and the role of managers and clients during the contracting phase to avoid unwarranted interferences at a later stage.</p>
<p>Organisations are important stakeholders and an integral part of any AC (Krause et al., <xref ref-type="bibr" rid="CIT0054">2011</xref>; Schlebusch &#x0026; Roodt, <xref ref-type="bibr" rid="CIT0092">2008</xref>; Thornton &#x0026; Rupp, <xref ref-type="bibr" rid="CIT0102">2006</xref>). The ethical character of an AC may often be negatively influenced by an organisation&#x2019;s lack of an overarching ethical culture. To oppose a culture of deception, manipulation, dishonesty and ill intent, regard for ethical decision-making, as well as the strategic integration of ethics into the organisation&#x2019;s culture and openness to the consideration of ethics by management in all AC processes and decisions were deemed imperative. In this respect, organisational politics &#x2013; which is defined by Coetzee and Schreuder (<xref ref-type="bibr" rid="CIT0013">2010</xref>) as &#x2018;self-serving actions to affect behaviour of others to achieve personal goals&#x2019; (p. 520) &#x2013; may potentially lead to tension between professional ethics and organisational expectations (Muleya, Fourie &#x0026; Schlebusch, <xref ref-type="bibr" rid="CIT0075">2013</xref>).</p>
</sec>
<sec id="s20028">
<title>Evasive nature of ethics as a concept</title>
<p>Research participants mentioned the evasive nature of ethics as a concept and raised a number of questions:</p>
<list list-type="bullet">
<list-item><p>Can one assess ethics?</p></list-item>
<list-item><p>Is it necessary to assess ethics?</p></list-item>
<list-item><p>How do you develop tools for assessing ethics?</p></list-item>
<list-item><p>How do you use norms?</p></list-item>
<list-item><p>From where do we derive norms?</p></list-item>
</list>
<p>The focus group acknowledged the challenges in this regard and suggested a number of strategies: Have a multifaceted view on ethics; seek to understand the notion of ethics and the challenges in defining, measuring and defining ethics within a specific context; decide on what is good and ethical within contextual realities; and acknowledge that what is right for you may not be right for another. The focus group discussion highlighted the need for research in this field and emphasised the imperative to seek for universal ethical guidelines on the use of ACs, at the same time allowing for contextual differences, globally and locally. The existing AC guidelines describe the &#x2018;what&#x2019; of ACs and to some extent the &#x2018;how&#x2019;. A Code of Ethics for ACs in SA should arguably describe the &#x2018;how&#x2019; in more detail as to serve as an aspirational and directional guide when the AC practitioner interacts with all AC stakeholders (Meiring et al., <xref ref-type="bibr" rid="CIT0066">2016</xref>).</p>
</sec>
<sec id="s20029">
<title>Conclusion</title>
<p>This study investigated ethical challenges in ACs in SA. The findings based on the results of the study revealed a number of ethical challenges and dilemmas, largely in line with research in this field (Caldwell et al., 2013; Levin &#x0026; Buckett, <xref ref-type="bibr" rid="CIT0063">2011</xref>; Roodt et al., <xref ref-type="bibr" rid="CIT0090">2013</xref>). The results from this study are presented in the form of a conceptual framework to provide a lens through which these challenges could be viewed and understood. The study also produced 93 practice-informed recommendations for minimising these challenges (see <xref ref-type="app" rid="app003">Appendix 3</xref>). In addition to providing practice-informed recommendations, the study should serve to enrich the existing body of knowledge, activate constructive debate and lay a foundation for future research. In this regard, the following suggestions are made: Firstly, the study focused exclusively on the views of AC practitioners. The lived experiences of AC participants should also be explored to obtain a more balanced view. Secondly, insights into the lived experiences of AC clients may well highlight further areas of ethical risk. Finally, AC assessors need to be questioned on the nature of their organisational-professional conflicts to enhance insights into the real ethical dilemmas that arise within these relationships. The following conclusions drawn from this study are presented to the AC community:</p>
<list list-type="bullet">
<list-item><p>The proposed conceptual framework of ethical challenges in ACs may serve to guide stakeholders&#x2019; ethical awareness when using ACs.</p></list-item>
<list-item><p>Whether defined as a psychological test or not, the criteria of validity and reliability are applicable to all aspects of ACs.</p></list-item>
<list-item><p>The notion of fairness in the application of ACs is non-negotiable. In the SA context, fairness may be conceptualised at the level of procedural, interactional and distributive justice.</p></list-item>
<list-item><p>Regulatory-legal uncertainties regarding psychological assessment in the SA context need to be clarified for the benefit of all stakeholders. This pertains to two aspects: (1) the responsibility of the HPCSA (or any other body) to regulate psychological tests and/or other forms of assessment including ACs and (2) the concept &#x2018;validity&#x2019; as conceptualised in the EEA.</p></list-item>
<list-item><p>Existing best practice guidelines for the use of ACs (locally and internationally) need to be internalised and implemented by all AC practitioners, and existing guidelines need to be benchmarked and improved on an ongoing basis.</p></list-item>
<list-item><p>International and local guidelines need to accommodate the realities of globalisation and emerging thought leadership in this domain.</p></list-item>
<list-item><p>Existing best practice guidelines for the use of ACs need to be supplemented by an aspirational code of ethics that inspires practitioners &#x2018;to do the right thing&#x2019;. Such a newly developed aspirational code should embody &#x2013; at a minimum &#x2013; the notions of procedural, interactional and distributive justice.</p></list-item>
<list-item><p>The establishment of a central body of governance for ACs in SA may need to be considered.</p></list-item>
<list-item><p>An international body for the registration of ACs to ensure adherence to minimum standards may improve ethical AC use globally.</p></list-item>
<list-item><p>The notion that all AC stakeholders accept joint responsibility for the ethical nature of an AC needs to be propagated.</p></list-item>
<list-item><p>&#x2018;Intellectual property&#x2019; as this may pertain to ACs needs to be explored and clarified.</p></list-item>
</list>
<p>These conclusions may serve as guidelines for AC practitioners and further stimulate academic debate regarding ethical challenges in the use of ACs &#x2013; both globally and in SA.</p>
</sec>
</sec>
</body>
<back>
<ack>
<title>Acknowledgements</title>
<sec id="s20030" sec-type="COI-statement">
<title>Competing interests</title>
<p>The authors declare that they have no financial or personal relationship(s) which may have inappropriately influenced them in writing this article.</p>
</sec>
<sec id="s20031">
<title>Authors&#x2019; contributions</title>
<p>This research was a coordinated team effort. Mr V.R. Muleya was responsible for the completion of the study as part of a master&#x2019;s degree in Industrial Psychology at the University of Johannesburg. He conducted the initial literature review, collected and analysed the data and wrote up the findings. Dr L. Fourie and Ms S. Schlebusch supervised the study. This included the conceptualising of the study, obtaining entrance to the research setting, managing the research process and making sense of the data. This article, which is the product of a substantial re-work of the original dissertation, involved expanding the literature review, rethinking the findings and re-presenting the conclusions and recommendations in a condensed and user-friendly format.</p>
</sec>
</ack>
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<app-group>
<app id="app001">
<title>Appendix 1</title>
<table-wrap id="T0002">
<label>TABLE 1-A1</label>
<caption><p>Biographical information of survey participants (<italic>n</italic> = 96)</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left" rowspan="2">Biographical information of survey participants</th>
<th valign="top" align="center" rowspan="2">Number</th>
<th valign="top" align="center" colspan="7">Involvement<hr/></th>
</tr>
<tr>
<th valign="top" align="center">None</th>
<th valign="top" align="center">Less than 1 year</th>
<th valign="top" align="center">1&#x2013;5 years</th>
<th valign="top" align="center">6&#x2013;10 years</th>
<th valign="top" align="center">11&#x2013;20 years</th>
<th valign="top" align="center">21+ years</th>
<th valign="top" align="center">Unknown</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left" colspan="9"><bold>Academic qualification (number of participants per qualification)</bold></td>
</tr>
<tr>
<td align="left">PhD</td>
<td align="center">6</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Master&#x2019;s</td>
<td align="center">55</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Honours</td>
<td align="center">24</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Undergraduate degree</td>
<td align="center">8</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Unknown</td>
<td align="center">3</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left" colspan="9"><bold>Involvement in ACs (number of participants involved in each area of AC specialisation &#x2013; some participants were involved in more than one category)</bold></td>
</tr>
<tr>
<td align="left">Design and execution</td>
<td align="center">-</td>
<td align="center">44</td>
<td align="center">2</td>
<td align="center">23</td>
<td align="center">14</td>
<td align="center">9</td>
<td align="center">2</td>
<td align="center">2</td>
</tr>
<tr>
<td align="left">Assessor or observer</td>
<td align="center">-</td>
<td align="center">24</td>
<td align="center">2</td>
<td align="center">33</td>
<td align="center">18</td>
<td align="center">12</td>
<td align="center">4</td>
<td align="center">2</td>
</tr>
<tr>
<td align="left">Overall AC management</td>
<td align="center">-</td>
<td align="center">49</td>
<td align="center">6</td>
<td align="center">18</td>
<td align="center">15</td>
<td align="center">6</td>
<td align="center">0</td>
<td align="center">2</td>
</tr>
<tr>
<td align="left" colspan="9"><bold>Academic area of training (number of participants per area)</bold></td>
</tr>
<tr>
<td align="left">Human Resource Management</td>
<td align="center">3</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Industrial and Organisational Psychology</td>
<td align="center">45</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Psychology</td>
<td align="center">23</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Research Psychology</td>
<td align="center">3</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">7</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Unknown</td>
<td align="center">15</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left" colspan="9"><bold>Employment sector (number of participants per sector &#x2013; some participants were involved in more than one category)</bold></td>
</tr>
<tr>
<td align="left">Organisation or corporate</td>
<td align="center">85</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Private practice</td>
<td align="center">16</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Academia</td>
<td align="center">9</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Unknown</td>
<td align="center">0</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left" colspan="9"><bold>Dominant work function - sometimes more than one area</bold></td>
</tr>
<tr>
<td align="left">HR operations</td>
<td align="center">20</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Assessment and/or Recruitment</td>
<td align="center">36</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Industrial and organisational psychologist or Lecturer</td>
<td align="center">20</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Management</td>
<td align="center">12</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Development</td>
<td align="center">13</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">10</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
<td align="center">-</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn><p>AC, assessment centre; SA, South Africa.</p></fn>
</table-wrap-foot>
</table-wrap>
</app>
<app id="app002">
<title>Appendix 2</title>
<table-wrap id="T0003">
<label>TABLE 1-A2</label>
<caption><p>Biographical information of focus group participants (<italic>n</italic> = 16)</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Biographical information of focus group participants</th>
<th valign="top" align="center">Number</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" colspan="2"><bold>Academic qualification (number of participants per qualification)</bold></td>
</tr>
<tr>
<td align="left">PhD</td>
<td align="center">4</td>
</tr>
<tr>
<td align="left">Master&#x2019;s</td>
<td align="center">11</td>
</tr>
<tr>
<td align="left">Honours</td>
<td align="center">1</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">0</td>
</tr>
<tr>
<td align="left" colspan="2"><bold>Academic area of training (number of participants per area)</bold></td>
</tr>
<tr>
<td align="left">HR and business management</td>
<td align="center">2</td>
</tr>
<tr>
<td align="left">Industrial, clinical, research psychology</td>
<td align="center">14</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">0</td>
</tr>
<tr>
<td align="left" colspan="2"><bold>Involvement in ACs (number of participants involved in each area of specialisation &#x2013; sometimes more than one category)</bold></td>
</tr>
<tr>
<td align="left">Design and execution</td>
<td align="center">7</td>
</tr>
<tr>
<td align="left">Assessor or observer</td>
<td align="center">11</td>
</tr>
<tr>
<td align="left">Overall management</td>
<td align="center">8</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">8</td>
</tr>
<tr>
<td align="left" colspan="2"><bold>Employment sector (number of participants per sector)</bold></td>
</tr>
<tr>
<td align="left">Organisation</td>
<td align="center">5</td>
</tr>
<tr>
<td align="left">Private practice</td>
<td align="center">6</td>
</tr>
<tr>
<td align="left">Organisation and private practice</td>
<td align="center">1</td>
</tr>
<tr>
<td align="left">Academia</td>
<td align="center">4</td>
</tr>
<tr>
<td align="left" colspan="2"><bold>Year of experience/exposure to ACs (number of participants per period)</bold></td>
</tr>
<tr>
<td align="left">0&#x2013;1 year</td>
<td align="center">1</td>
</tr>
<tr>
<td align="left">2&#x2013;5 years</td>
<td align="center">4</td>
</tr>
<tr>
<td align="left">More than 5 years</td>
<td align="center">11</td>
</tr>
<tr>
<td align="left" colspan="2"><bold>Dominant work area or function (sometimes more than one category)</bold></td>
</tr>
<tr>
<td align="left">Human Resource Management, recruitment and talent management</td>
<td align="center">2</td>
</tr>
<tr>
<td align="left">Assessment</td>
<td align="center">13</td>
</tr>
<tr>
<td align="left">Teaching and research</td>
<td align="center">4</td>
</tr>
<tr>
<td align="left">Other</td>
<td align="center">3</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn><p>AC, assessment centre; SA, South Africa.</p></fn>
</table-wrap-foot>
</table-wrap>
</app>
<app id="app003">
<title>Appendix 3</title>
<table-wrap id="T0004">
<label>TABLE 1-A3</label>
<caption><p>Recommendations to address ethical challenges in ACs in South Africa (listed in alphabetical order according to an overarching theme)</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">AC ethics theme</th>
<th valign="top" align="left">Recommendations to address AC ethics theme</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Assessor competence</td>
<td align="left"><list list-type="bullet">
<list-item><p>Ensure assessor and AC practitioner competence.</p></list-item>
<list-item><p>Upskill assessors and AC practitioners continuously.</p></list-item>
<list-item><p>Provide good, solid frame-of-reference training for assessors working at an AC for selection purposes, but a combination of frame-of-reference training and training on a data-driven approach when the AC is for developmental purposes.</p></list-item>
<list-item><p>Conduct careful follow-ups of rater performance as part of training validation.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Assessor ethical intent</td>
<td align="left"><list list-type="bullet">
<list-item><p>Safeguard the reputation of ACs by adhering to high ethical standards.</p></list-item>
<list-item><p>Adhere to all existing ethical guidelines pertaining to ACs. Attend conferences or workshops on ethics to develop ethical knowledge and competence.</p></list-item>
<list-item><p>Read appropriate scientific literature on ethics.</p></list-item>
<list-item><p>Discuss ethical concerns with colleagues.</p></list-item>
<list-item><p>During training, focus not only on technical but also on values-based aspects. Practitioners should ideally integrate technical lessons, such as &#x2018;how to fill out a behaviour rating sheet&#x2019; with more humane and ethically based lessons, such as &#x2018;how to interact with AC stakeholders in a more transparent and respectful manner&#x2019;.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Assessor ethical leadership</td>
<td align="left"><list list-type="bullet">
<list-item><p>Take responsibility for the ethical aspects of the AC process.</p></list-item>
<list-item><p>Exercise control over the ethical aspects of the AC process.</p></list-item>
<list-item><p>Demand ethical conduct from all AC stakeholders, including clients and colleagues.</p></list-item>
<list-item><p>Show ethical competence and courage.</p></list-item>
<list-item><p>Be open and transparent in all actions.</p></list-item>
<list-item><p>Honestly and openly inform stakeholders of the strengths and limitations of ACs.</p></list-item>
<list-item><p>Do not chase contracts if ethics or quality may be jeopardised.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Assessor moral character</td>
<td align="left"><list list-type="bullet">
<list-item><p>Be aware of how one&#x2019;s personal values may influence one&#x2019;s conduct and interpretations in ACs.</p></list-item>
<list-item><p>Exercise professional judgement and uphold high personal values at all times.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Bias and prejudice</td>
<td align="left"><list list-type="bullet">
<list-item><p>Actively minimise subjectivity when scoring and interpreting AC data.</p></list-item>
<list-item><p>Guard against decision-making influenced by own biases and prejudices.</p></list-item>
<list-item><p>Avoid interpretations based solely on personal opinions, perceptions or beliefs.</p></list-item>
<list-item><p>Take context (e.g. culture, language and level of education of the participants) into account to ensure fairness.</p></list-item>
<list-item><p>Design sound, objective, unbiased scoring and interpretation processes.</p></list-item>
<list-item><p>Use culturally diverse assessors to enhance fairness.</p></list-item>
<list-item><p>Introduce rigid methods and standardised procedures to increase reliability and decrease error, especially where judgement is involved.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Ethical culture of the employer organisation</td>
<td align="left"><list list-type="bullet">
<list-item><p>Do not assume an ethical organisational culture as a given.</p></list-item>
<list-item><p>Be thorough and clear about all aspects of the AC during the contracting phase, especially when the organisational culture may imply ethical risks.</p></list-item>
<list-item><p>Create an ethical awareness and sensitivity among AC stakeholders on the organisation&#x2019;s side.</p></list-item>
<list-item><p>If possible, assist the organisation in developing an AC policy.</p></list-item>
<list-item><p>Accept the possibility of organisational or professional conflict and be prepared to face and resolve challenging ethical dilemmas.</p></list-item>
<list-item><p>State personal ethical stance clearly and convincingly.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Evasive nature of ethics and the relationship between ethics and religion</td>
<td align="left"><list list-type="bullet">
<list-item><p>Draw a working distinction between religious beliefs, values and customs on the one hand and ethical guidelines on the other hand.</p></list-item>
<list-item><p>Refrain from including religious content in any aspect of an AC.</p></list-item>
<list-item><p>Refer to ethical guidelines that are context-specific and free from bias.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Governance of AC process</td>
<td align="left"><list list-type="bullet">
<list-item><p>Exercise competence in all aspects related to management of ACs.</p></list-item>
<list-item><p>Clarify the roles, responsibilities and limitations on the sides of both the assessor and the client organisation during the contracting phase.</p></list-item>
<list-item><p>Sign off on the agreed-upon contract details.</p></list-item>
<list-item><p>Ensure that ACs are applied appropriately and for intended use only.</p></list-item>
<list-item><p>Pre-pilot simulations to ensure psychometric soundness.</p></list-item>
<list-item><p>Pilot AC as a whole.</p></list-item>
<list-item><p>Compile comprehensive guidelines and manuals for all AC stakeholders (including assessors, role-players and participants).</p></list-item>
<list-item><p>Consider the need for separate sets of guidelines for selection and development purposes.</p></list-item>
<list-item><p>Design assessor report forms with clear behavioural anchors and competency descriptions.</p></list-item>
<list-item><p>Attend to details such as suitable venues, adequate AC staff and necessary contingency plans.</p></list-item>
<list-item><p>Explain participants&#x2019; rights and responsibilities prior to participation.</p></list-item>
<list-item><p>Ensure that participants&#x2019; rights are being protected through best-practice principles and procedure (e.g. consent, confidentiality and feedback).</p></list-item>
<list-item><p>Provide honest, valid, constructive and timeous feedback to both the organisation and the participant.</p></list-item>
<list-item><p>Keep raw data safe under the control of the assessment practitioner.</p></list-item>
<list-item><p>Provide only interpreted data to the client organisation and participant.</p></list-item>
<list-item><p>Provide interpreted data to only those parties agreed upon during the contracting phase.</p></list-item>
<list-item><p>Keep data and records for a minimum period of 5 years.</p></list-item>
<list-item><p>Reflect on the AC process after completing an AC to determine value-add and make necessary adjustments.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Multicultural and global context</td>
<td align="left"><list list-type="bullet">
<list-item><p>Ensure contextual awareness.</p></list-item>
<list-item><p>Learn about different global cultures where ACs may be implemented.</p></list-item>
<list-item><p>Be culturally sensitive.</p></list-item>
<list-item><p>Avoid working in homogeneous AC teams; select heterogeneous AC teams from different cultural groups to offer different perspectives, improve the face validity of ACs and make participants feel at ease.</p></list-item>
<list-item><p>Conduct pilot studies for every newly designed AC to identify possible cultural disparities and make necessary adjustments.</p></list-item>
<list-item><p>Learn from one another about new and enhanced ways of dealing with ethical challenges in a multicultural world.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Participant characteristics</td>
<td align="left"><list list-type="bullet">
<list-item><p>Encourage participants to embrace personal values such as honesty, respect, trustworthiness and integrity when involved in ACs.</p></list-item>
<list-item><p>Create awareness among participants of the importance of conducting themselves in a genuine and honest manner when taking part in ACs as inaccurate assessments and interpretations may potentially lead to wrong placements and/or developmental decisions.</p></list-item>
<list-item><p>Be sensitive to the fact that participant characteristics and values, including resistance and impression management, may impact the AC process and outcomes.</p></list-item>
<list-item><p>Be alert to candidates&#x2019; possible future potential.</p></list-item>
<list-item><p>Be aware of possible participant dishonesty. At the same time, guard against the tendency to actively search for dishonesty, which may lead to selective attention.</p></list-item>
<list-item><p>Confirm any suspicion of dishonesty with other assessors.</p></list-item>
<list-item><p>Consider the fact that most participants will, in a test-taking situation such as an AC, &#x2018;put their best foot forward&#x2019;.</p></list-item>
<list-item><p>Ensure a thorough integration phase in all ACs.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Psychometric properties of AC tools and exercises</td>
<td align="left"><list list-type="bullet">
<list-item><p>Use high-quality, psychometrically sound and fit-for-purpose tools and processes.</p></list-item>
<list-item><p>Constantly check validity and reliability measures to ensure absolute fairness, especially within the SA context.</p></list-item>
<list-item><p>Introduce rigour in the job analysis phase to clearly identify required competencies.</p></list-item>
<list-item><p>Develop AC tools and exercises in such a way that they will validly and reliably elicit the required competency-related behaviours.</p></list-item>
<list-item><p>Conduct continuous research on all the AC tools, exercises and data distribution to identify trends and update norms.</p></list-item>
<list-item><p>Refrain from using imported AC instruments in SA, unless the instrument in question has been validated and deemed appropriate for use in SA.</p></list-item>
<list-item><p>Ensure that AC practitioners are thoroughly trained in how to calculate and interpret validity and reliability scores.</p></list-item>
<list-item><p>Question the validity and reliability of tools and instruments before use, even in the case of those that were locally designed.</p></list-item>
<list-item><p>Validate norms for a specific participant group.</p></list-item>
<list-item><p>Be aware of the fact that misinterpretation of scores and incorrect generalisability may still emerge as a potential ethical challenge, even in cases where statistical validity and reliability scores exist.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Regulatory-legal framework</td>
<td align="left"><list list-type="bullet">
<list-item><p>Abide by all the legal and regulatory determinations pertaining to ACs in a specific country.</p></list-item>
<list-item><p>Follow best-practice guidelines as recommended by practice-based interest groups and professional bodies.</p></list-item>
<list-item><p>Actively stimulate debate to clarify controversies, e.g., EEA determinations regarding the validity of psychometric instruments in South Africa.</p></list-item>
<list-item><p>Abide by an internal moral compass in AC decision making when neither the regulatory-legal framework nor the directive practice-informed guidelines suffice.</p></list-item>
<list-item><p>Actively stimulate debate to clarify aspects related to &#x2018;intellectual property&#x2019; as this may pertain to ACs.</p></list-item>
<list-item><p>Consider the need for the establishment of a central body of governance for ACs in SA.</p></list-item>
<list-item><p>Consider the need for the establishment of a central body of governance for ACs globally.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Socio-political-historical context</td>
<td align="left"><list list-type="bullet">
<list-item><p>Understand and take into account the influence of South Africa&#x2019;s history in all employment-related matters.</p></list-item>
<list-item><p>Read up on contextual factors such as diversity and multiracialism to deal with the unique socio-political-historical challenges in the South African labour context.</p></list-item>
<list-item><p>Acknowledge the role and importance of applicable labour legislation.</p></list-item>
<list-item><p>Adhere to the letter and the spirit of all regulatory requirements, such as employment equity.</p></list-item>
<list-item><p>Accept the responsibility to ensure that present-day ACs are fair and free from bias.</p></list-item>
<list-item><p>Acknowledge the notion of multiculturalism and its impact in the domain of assessment. There is a need for AC practitioners to continuously learn about different cultures in order to design and update AC instruments to ensure that they are fair and unbiased towards any individual or group.</p></list-item></list></td>
</tr>
<tr>
<td align="left">Universal ethical values</td>
<td align="left"><list list-type="bullet">
<list-item><p>Seek to understand and internalise the essence of universal ethical values, such as doing no harm.</p></list-item>
<list-item><p>Set ethical guidelines to operationalise ethical values in a specific context.</p></list-item>
<list-item><p>Abide by ethical guidelines, both implicit and explicit.</p></list-item>
<list-item><p>Respect and uphold the rights of all AC stakeholders.</p></list-item></list></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn><p>AC, assessment centre; EEA, <italic>Employment Equity Act</italic>; SA, South Africa.</p></fn>
</table-wrap-foot>
</table-wrap>
</app>
</app-group>
<fn-group>
<fn><p><bold>How to cite this article:</bold> Muleya, V.R., Fourie, L., &#x0026; Schlebusch, S. (2017). Ethical challenges in assessment centres in South Africa. <italic>SA Journal of Industrial Psychology/SA Tydskrif vir Bedryfsielkunde, 43</italic>(0), a1324. <ext-link ext-link-type="uri" xlink:href="https://doi.org/10.4102/sajip.v43i0.1324">https://doi.org/10.4102/sajip.v43i0.1324</ext-link></p></fn>
</fn-group>
</back>
</article>