Abstract
Orientation: Presently, carelessly responding (CR) individuals are omitted in terms of several individual indices, including consistency-type indices (that compare performance on only a limited number of matched item pairs), and subsequently, the effectiveness of such screening is evaluated in terms of, among others, the group mean item interrelatedness (IIR) (based on all J[J – 1] item pairs).
Research purpose: This research aims to develop individualised versions of the group IIR measures to render them applicable during the screening phase as substitutes for the presently used consistency-type indices.
Motivation for the study: Such individual consistency indices may be used together with other CR indices to jointly determine the eventual evaluation results.
Research approach/design and method: To develop the intended CR indices mathematical-statistical principles were applied on the product moment correlation and coefficient alpha formulae.
Main findings: Three individual IIR indices have been developed which show individual respondents’ respective contributions to the mean item inter-correlation and to coefficient alpha, as measures of group mean IIR.
Practical/managerial implications: These indices may be used during screening in lieu of the existing restrictive consistency indices.
Contribution/value-add: Carelessly responding respondents who previously may have survived screening because of less-inclusive consistency-type IIR indices and consequently may have negatively affected the eventual evaluation results, are now screened out.
Keywords: self-report inventories; Likert items; survey research; careless responding; coefficient alpha.
Introduction
Since the beginning of this century a topic in self-report measurement, variously referred to as careless responding (CR) (e.g. Meade & Craig, 2012), inattentive responding (e.g. Johnson, 2005), and insufficient effort responding (e.g. Huang et al., 2012), has received increased attention. Such uncooperative responding behaviour is generally but not exclusively associated with online-administered surveys. It manifests in a variety of ways, from haphazardly endorsing options to choosing the same-numbered option, or a pattern of such options, on several consecutive items. Because of measurement reliability and validity concerns, indices have been developed to detect CR individuals with a view to screening them out as part of a data cleaning exercise (cf. Wilkinson & The Task Force on Statistical Inferences, 1999). As CR, unlike response styles such as socially desirable and acquiescent responding, is characterised by inadequate attention to item content, self-report CR inventories are unlikely to adequately capture such behaviour because they would be subject to this behaviour as well. Different strategies to devise individual CR detection indices have been published (e.g. Curran, 2016; DeSimone & Harms, 2018; Dunn et al., 2018; Hong et al., 2020; Huang et al., 2012; Johnson, 2005; Meade & Craig, 2012; Steedle et al., 2019). These strategies are applied on the responses obtained on scales that are regularly used in practice and not on a scale specifically designed to measure CR (as such an operation would be an exercise in futility given the nature of CR). Arthur et al. (2021) comprehensively reviewed both CR and socially desirable responding in terms of their respective definitions, prevention, and the optimal uses of different indices to detect them.
Because of its protean character, it is unlikely that a single detection method would be able to identify all of its different manifestations satisfactorily. Typically, a combination of CR indices is recommended to cover all the CR bases, so to speak (e.g. Dunn et al., 2018). In the infrequency method the endorsement of several options that are very unlikely to be true (e.g. ‘I’m not aware of anyone who has contracted COVID-19’) is taken as evidence of CR. The response-pattern class of indices is directed at identifying individuals who have persevered with the same-numbered option, or with the same sequence of options (such as 1, 2, 3, 4, 1, 2, 3, 4, or 2, 3, 2, 3, 2, 3, in four-point scales) throughout a questionnaire. To identify such respondents, the Long-string index (Meade & Craig, 2012) uses a computer algorithm to determine the number of times the same-numbered option is chosen within a certain number of items. In the case of outlier analyses respondents whose scores deviate considerably from those of the rest, are flagged. Mahalanobis distance measure (Meade & Craig, 2012) is a multivariate extension of such outlier analysis. The standardised log-likelihood lz statistic (Conijn et al., 2019) is the log-likelihood of a respondent’s response pattern in terms of the item-response theory.
However, in the case of (particularly extreme) random responding, so-called consistency indices are considered to be more successful (e.g. Arthur et al., 2021). Indices in this category attempt to reflect the consistency with which respondents endorse similar content (in different items), or refrain from endorsing both of the items in the case of contradictory item pairs. Huang et al. (2012) described one index in this category as being based on the idea that ‘items on the same scale are expected to correlate with each other for each individual’ (p. 102). Such intra-person correlations arguably apply to most of the other consistency indices except for the Individual Response Variability (IRV) Index (Marjanovic et al., 2015).
Several of the consistency methods of examining CR divide the scale items into two groups in such a manner that for every item in the one group, there is a matched counterpart in the other group, and compute the intra-person correlation between the two subsets so formed. For example, the Even-Odd Consistency or Individual Reliability Index (Meade & Craig, 2012) divides the scale items into odd-numbered and even-numbered items (or into randomly split halves). As carefully responding individuals are expected to register comparable scores on the paired halves, a negative Spearman–Brown adjusted intra-person correlation is then interpreted as indicative of CR. In the case of the psychometric antonyms procedure (Johnson, 2005) a set of item pairs that was earlier shown to have the highest, negative correlations, is used. Alternatively, such item pairs may be selected in terms of those that are contradictory semantically, that is, in a dictionary sense. As attentive respondents are unlikely to endorse both members of such item pairs, a high, positive intra-person correlation between them is then taken as an indicator of CR. In the psychometric synonyms approach (Meade & Craig, 2012) such an interpretation is attached to a high, negative intra-person correlation because it identifies respondents who failed to endorse both members of item pairs with similar meaning
After respondents have been screened (in terms of the individual CR indices, such as the Even-Odd consistency-type index), the effectiveness of such screening is typically inspected in an evaluation phase in terms of the average item interrelatedness (IIR), statistical power, and factor analyses results obtained for the retained group (e.g. Hong et al., 2020; Maniaci & Rogge, 2014; Steedle et al., 2019). The objective of the present methodological note is to develop three individual IIR CR indices, each of which directly shows each respondent’s contribution to group IIR and which, therefore, may be used during screening with a view to potentially benefitting the eventual evaluation results. This methodological presentation concludes with a fictional, numerical example of the application of the new IIR indices on prototypical response protocols that may not necessarily be found in empirically obtained data sets but are intended to demonstrate the potential advantages of these indices in CR screening.
Individual indices of item interrelatedness
As indicated before, the existing consistency indices involve intra-person correlations between two lists of matched item pairs, so that there are at most J/2 such item pairs to be formed among a total of J items. By contrast, the indices to be introduced here compare performance on every item with performance on every other item, thus yielding altogether J(J – 1) such comparisons. In the case of properly constructed scales an increase in the number of items benefits both consistency reliability and content validity. Similarly, it could be argued that an increase in the number of item pairs would be psychometrically beneficial to the measurement of whatever the resulting variable is intended to reflect. Also, whereas the deviation scores in the methods in the preceding section are taken from an individual respondent’s means on (paired) collections of items, the deviation scores for the IIR indices to be developed here are taken from the group item means. However, as the individual respondents in the former approach form part of the group in the latter case, this should not be the cause of markedly contradictory results obtained for the new IIR and extant CR indices.
Statistical framework for the development of item interrelatedness indices
For each and every individual respondent consider a separate J × J matrix such that in each of its J diagonal cells appears a weighted squared deviation score:
where:
Mj is the mean, over individuals, of item j, and every non-diagonal cell contains a weighted deviation-score cross-product,
where:
Mj and Mk are (sample) means of Items j and k, respectively.
For example, Respondent H (8th individual) in Table 1 has a score of 1 on Item 1 (mean = 3.3) and a (reversed) score of 4 on (negatively keyed) Item 2 (item mean = 3.0). In the first two diagonal cells of her matrix, the scores of (1 – 3.3)2/10 = 0.529 and (4 – 3)2/10 = 0.1, respectively, are registered. In both the cell formed by the second row and first column and the one formed by the first row and second column (–2.3 × 1.0)/10 =) –0.23 is entered. These J(J – 1) weighted deviation-score cross-products for any particular respondent i sum to his or her weighted deviation-score cross-product total:
where:
j ≠ k.
TABLE 1: Fictional item data matrix, item totals, ISD, , dcti, PICi, PAi and IAi. |
If the individual J × J matrix of and dcijk values is aggregated across all N individuals, the familiar J × J item variance-covariance matrix for the total sample is obtained. In other words, the sum, over all N individuals, of , gives the sample variance of item ,
and the sum, over all N individuals, of dcijk, yields the sample covariance of items j and k,
This sample item covariance, sjk, is the numerator of the sample correlation between items j and k:
If all the and sjk entries in the (sample) item variance-covariance matrix are summed over all J items, the sample variance, , of total test scores is obtained:
where:
is the variance of item j, and sjk the covariance of items j and k.
The quantity ΣjΣksjk in the preceding equation is also equal to the sum, over all N individuals, of their deviation-score cross-product totals (Eqn 3):
where:
j ≠ k.
If individuals respond consistently to homogeneous item content, their scores (reversed where necessary) for any pair of items, j and k, are expected to be either both above or both below the group means of these items, so that the deviation scores, (Xij – Mj) and (Xik – Mk), and hence, the dcijk values (Eqn 2) are positive. Careless respondents, however, are likely to either fail to endorse both item pair members containing similar content (or to confirm both of contradictory item pair members). Such behaviour would result in deviation scores with opposite signs, and hence, negative dcijk values. If there are only a few small, negative dcijk values for a particular individual, their sum over item pairs may still be positive, but as their number and (absolute) sizes increase, their dcti value (Eqn 3) will become negative, and its absolute value will increase.
The (individual) proportional item inter-correlational (PICi) IIR index
Although during the evaluation stage, some CR researchers (e.g. Hong et al., 2020) used coefficient alpha (Cronbach, 1951) as a measure of consistency reliability, Huang et al. (2012) employed this coefficient as a measure of group IIR. However, the group average item inter-correlation, rather than coefficient alpha, first comes to mind as a measure of such IIR. The (individual) Proportional Item Inter-Correlational (PICi) Index is the average of a respondent’s contributions to the J(J – 1) item inter-correlations among the J items of a scale. In terms of Eqns (5) and (6), the numerator of any item inter-correlation, sjk/sjsk, is the sum of all dcijk contributions of all N individuals (whereas the denominator of sjk/sjsk is a constant for all individuals). Therefore, it follows that for any particular individual, the ratio dcijk/sjsk, represents his or her proportional contribution to that particular item inter-correlation. A similar statement applies to a respondent’s contribution to each of the J(J – 1) item inter-correlations. The PICi Index:
where:
j ≠ k,
gives the mean of all such proportional dcijk/sjsk contributions across all J(J – 1) item inter-correlations due to a particular respondent, to , the sample mean item inter-correlation: If this index is summed, over individuals, it gives , the mean item inter-correlation for the total group. (Alternatively, a mean of the quotients involved may be determined by dividing the sum of the J(J – 1) dcijk values of the J(J – 1) mean item inter-correlations by the sum of their corresponding J(J – 1) sjsk products.)
As correlations are involved, by definition, PICi cannot exceed unity (1.00). Consequently, for even relatively small samples it will have to be reported to several decimal places if finer distinctions among the values of individual respondents are required. If this presents a problem, respondents’ PICi scores may be multiplied by N, to yield PIC*Ni. This multiplication operation has the same effect as replacing dcijk in Eqn (9), in terms of Eqn (5), by (Xij – Mj)(Xik – Mk). It has no effect on the relative positions of respondents’ PICi values or on the occurrence of negative signs, which is a critical feature of this index.
The (individual) proportional alpha-related (PAi) IIR index
As said before, during the evaluation stage, Huang et al. (2012) used coefficient alpha as a measure of group IIR. In terms of this practice, a CR index of each individual’s proportional contribution to coefficient alpha that could be used (during the screening phase), should be useful. The (Individual) Proportional Alpha-related (PAi) Index:
gives an individual’s proportional contribution to coefficient alpha, because in terms of Eqns (7) and (8), if it is summed over individuals, coefficient alpha for the total group, is obtained:
As attentive (and, hence, consistent) responding is expected to benefit scores obtained on the formula for coefficient alpha (irrespective of whether it is used as a measure of consistency reliability or as an index of careful responding), it makes sense that an alpha-derived index could be used to reflect such consistent and, hence, attentive responding. In view of its relationship with the popular coefficient alpha, the PAi Index may be interpreted in terms of the conventions that apply in interpreting coefficient alpha values. For example, values of at least in the lower 0.70s are typically regarded as acceptable. No similar frame of reference exists for interpreting the PICi indices.
As an IIR index, PAi suffers from the same drawback as does PICi in that it will have to be reported to several decimal places in the case of even relatively small samples. Incorporation of the same remedy of multiplication by N, as in the case of PICi, to give PAi*N, solves this problem.
The (individual) incremental alpha-related (IAi) IIR index
The PAi Index gives an individual respondent’s proportional contribution to the group average IIR but does not directly convey the increase or decrease that the inclusion of any individual brings about in this quantity for those already in the group. A conceptually simple yet computationally cumbersome way of obtaining this information is by applying the coefficient alpha formula as many times as there are respondents, each time with a different respondent omitted. The (Individual) Incremental Alpha-related (IAi) Index for a particular individual then is the result obtained for the total group minus the result obtained with that individual excluded. It shows the increment in the existing average IIR for a group brought about by the inclusion of an individual to that group. If IAi is positive, it indicates the improvement in the average IIR for a group because of the addition of that individual to that group; if IAi is negative, it indicates the decrease in this quantity because of him or her.
A numerical example of the item interrelatedness indices
The IIR indices introduced earlier will be demonstrated in terms of the fictional data set in Table 1, where the rows represent 10 respondents, A through J, who are displaying highly divergent CR behaviour on six five-point Likert-type items, 1 to 6, of a unidimensional scale. Each of the positively keyed items, 1, 4, and 5, is intended to reflect one pole of the construct involved, and the negatively keyed items, 2, 3, and 6, to represent the opposite position. Notice that the terms ‘positively keyed’ and ‘negatively keyed’ do not necessarily refer to items that reflect positive and negative sentiments, respectively, regarding the attribute being measured. For example, a scale of dominance may include a (positively keyed) item ‘In formal meetings, I enjoy being the chairperson’, whereas a (negatively keyed) item, reflective of the opposite pole of the same attribute, would also involve a positive sentiment such as ‘In formal meetings, being a regular member works best for me’ (rather than a reworded version such as ‘In formal meetings, I do not enjoy being the chairperson’.) The reversed scores on the negatively keyed items are indicated between brackets next to the original scores in the relevant columns. The respondents’ PICi, PAi, and IAi index results are given in the last three columns, respectively. The bottom row of the column for PICi indicates that the sample mean inter-item correlation for the six items was 0.46. The bottom row for PAi shows that the values for this index summed to 0.827, which was the value of the coefficient alpha formula for the total group.
An inspection of the PICi, PAi, and IAi IIR scores in the contrived example in Table 1 reveals that they have performed as expected: Individuals who have responded moderately to highly consistently, obtained positive index values, whereas those who have succumbed to CR, recorded negative values. The responses of A and B represent perfect consistency: A consistently endorsed the highest rating (option e or 5) on the positively keyed items and consistently disapproved equally strongly of content reflective of the opposite (option a or 1). As expected, because of their highly consistent responding behaviour, these respondents obtained positive IIR values, with the largest absolute values, on all of these indices. Individual B obtained somewhat higher PAi and IAi values than did A, because of B’s larger item deviations from the sample item means, and consequently higher dcti value (cf. the column for dcti). Respondent C was less consistent than A, and D was even less so, and this trend is reflected in their respective PICi, PAi, and IAi scores.
Respondents E through H were intended to represent respondents who have resorted to CR with abandon: E, F, and G used the same-numbered option throughout (but at differently numbered scale points), and H’s responses show a progressively increasing pattern (of 1, 2, 3, 4, 5, 4). Notice that after the reversal of the scores for items 2, 3, and 6, the responses of F, G, and H have been ‘scrambled’ somewhat. However, this does not occur in the case of individual E, who consistently selected the middle-most option (c or 3 on a five-point scale) – a position that is understandably rather resistant to such score reversals. The responses of I and J were intended to mimic random responding.
When a respondent’s item scores fluctuated with some being higher than the accompanying item mean and others being lower, as would be expected in the case of carelessly responding (CR) individuals, the dcijk values were, by definition, negative. This happened more often for F, G, H, and I than for D, E, and J. As a result, individuals D, E, and J returned smaller but still positive values for PICi and PAi, but F, G, H, and I registered negative values for these indices. Individual E, who selected the middlemost position throughout, registered IIR values hovering around zero, which should be sufficient to cast doubt on any possible increase in mean IIR because of E. Both individuals F and G, who persevered with the same option (4 and 5, respectively) throughout, obtained negative values for these indices, but as G’s options were located relatively further away from the item scale midpoints, the resulting (negative) obtained values were higher in absolute value than those for F. Individual H, who resorted to a uniformly increasing score pattern, showed negative values on all these indices.
Typically, respondents have been eliminated in terms of CR index cutoff scores that have been developed through rational or empirical means (e.g. Huang et al., 2012). After CR screening has been concluded, its success has been evaluated in terms of, among others, the coefficient alpha formula as a measure of IIR (Huang et al., 2012), or as a measure of consistency reliability (e.g. Hong et al., 2020) for the retained group. However, the individual IIR indices developed here are intended to be used simultaneously with the other kinds of IIR indices in the screening procedure. For example, one could start by eliminating those with the poorest values and continuing up the scale until satisfactory mean values for these indices have been obtained for the retained group, or no more increases in them are observed. Obviously, Table 1 does not reflect the results of a real-world CR screening exercise but may nevertheless be useful for purposes of demonstration. For the entire group of 10 individuals, the mean PAi equals 0.827. If respondent G, who has the poorest PICi and PAi scores, is removed, the mean PAi for the remaining group, increases from 0.83 to 0.89. Notice that this increase in PAi is equivalent to the deviation of this individual’s IAi score from the mean PAi value, as one would have expected in terms of her/his IAi score. If individual H, the person with the next poorest scores, is also dropped, the mean PAi further increases to 0.94. After the four individuals with negative PICi and IAi scores (F, G, H, and I) are removed, the mean PAi score becomes 0.95.
Discussion
As the formulae for both the PICi and PAi indices are made up of the same item variances and covariances, they may be expected to be highly inter-correlated. (For the scores in Table 1, a product-moment correlation of 0.9999 has been computed.) The statistical correspondence between these indices implies that regardless of whether the PAi index is interpreted as a measure of consistency reliability, or as the mean item-interrelatedness, like the PICi, at their core they are reflecting item inter-correlations. In view of this similarity, in practice, researchers are likely to give preference to the PAi index because of its interpretability in terms of the familiar coefficient alpha, the most popular estimate of reliability (Cortina et al., 2020; Raykov & Marcoulides, 2019). Because only the highest (negative) IAi value for a group of individuals is readily interpretable in the present context, this index is unlikely to be regularly used.
Obviously, if respondents have been screened in terms of the PAi index, the coefficient alpha value for the eventually retained group would be known already, so that evaluating the consistency reliability of the scores for this group by means of this coefficient (at the evaluation phase) would be redundant. However, if researchers prefer nevertheless to perform a reliability analysis for the retained group, they may consider applying any of the other assessments of consistency reliability, such as those discussed by Cortina et al. (2020) and McNeissh (2018). Moreover, the eventual analyses that are typically performed on the retained group are not restricted to consistency reliability analyses but also include factor analyses that are likely to pick up serious remaining problems in consistency reliability as high coefficient alpha values do not, for example, necessarily reflect uni-dimensionality (e.g. Huang et al., 2012).
It should be pointed out that the merits of the proposed indices, just as in the case of extant consistency CR indices (cf. Huang et al., 2012), may be highly dependent on the inclusion of a balanced set of positively and negatively keyed items. Although this principle is usually incorporated in the development of standardised instruments (cf. Costa & McCrae, 1992), it is possibly less often adhered to in online administered questionnaires. At the same time a sufficient proficiency in the language in terms of which items are formulated is required to be able to coherently respond to such items.
While the removal of respondents to improve data quality is a legitimate option, caution should be exercised in rejecting sizable proportions of possibly carefully responding individuals for reasons other than a CR propensity. Human research participants constitute an indispensable part of psychological research and if the CR screening survival groups are biased in some or other way, the possibility of incorrect conclusions is a cause for concern (cf. Bowling et al., 2016). This is particularly relevant in a multilinguistic situation in which the home language of a considerable proportion of respondents may differ from the language in terms of which the scale items are presented. In such situations a comparable proportion of respondents may be screened out because of poor language proficiency rather than a tendency to indulge in CR behaviour. Of course, to prevent this from happening, a sufficiently large number of respondents should be available to begin with and care should be taken that the construct validity of the resulting measurement is not compromised through construct underrepresentation. Ultimately, greater effort should be directed at devising ways and means of preventing or reducing CR behaviour. (Electronic examination inventions at educational institutions, prompted by the COVID-19 pandemic, possibly may suggest safeguards to curtail excessive CR in the online administration of self-report surveys.)
Further empirical research may be directed at comparing how these indices fare in comparison with other extant consistency-type indices. Also, the relative effects of CR and linguistic ability on these indices may be investigated in a two-factor design in which facility with the language in which the measuring instrument is presented is completely crossed with a factor created by giving one randomly formed group instructions that strictly caution against CR behaviour and another randomly formed group for whom the instructions are maximally conducive to indulgence in CR behaviour (cf. Huang et al., 2012). In research with these indices, it should be born in mind that individuals’ PICi, PAi, and IAi index scores are not experimentally independent in the sense that if these scores have been determined for N – 1 individuals, the score for the Nth individual would be fixed. (This also applies to the scores obtained if N individuals have been ranked from the 1st to the Nth and it has not proven to be an insurmountable barrier to research on this variable.)
Acknowledgements
The author would like to thank Prof. F de Kock (UCT) for providing him with access to several relevant journal articles.
Competing interests
The author declared that they have no financial or personal relationship(s) that may have inappropriately influenced them in writing this article.
Author’s contributions
G.K.H. is the sole author of this article.
Ethical considerations
This article followed all ethical standards for research without direct contact with human or animal subjects.
Funding information
The author received no financial support for the research, authorship, and/or publication of this article.
Data availability
Data sharing is not applicable to this article as no new data were created or analysed in this study.
Disclaimer
The views and opinions expressed in this article are those of the author and are the product of professional research. It does not necessarily reflect the official policy or position of any affiliated institution, funder, agency, or that of the publisher. The author are responsible for this article’s results, findings, and content.
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